Associate, Compliance Assurance

2 days ago

Singapore Mizuho Full time

Overview Join to apply for the Associate, Compliance Assurance role at Mizuho . Responsibilities Design, development, delivery and execution of best-in-class Compliance Assurance program. Identify and assess key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance with laws, rules and regulations and policies. Perform independent quality assurance, compliance testing, monitoring, and surveillance of controls and compliance with laws, rules and regulations and policies. Identify and escalate findings for discussion and deliberation with Team Leads. Build strong and effective relationships with stakeholders. Provide support and guidance to country compliance teams. Embed Asia Pacific\'s guidelines cross all markets. Qualifications Bachelor's degree or equivalent. At least 5-8 years' experience in compliance, audit or other controls related function in the financial services industry. Prior experience in data analytics, with experience handling large datasets, leveraging the relevant tools for extensive investigative, analytical and interpretive work. Relevant certification in Data Analytics a plus. Good understanding of financial sector laws, rules and regulations and business processes. Knowledge and expertise in the design and implementation of compliance programmes. Highly motivated team player. Strong analytical, communication and people skills, ability to lead, influence and collaborate with people across different cultures and backgrounds. Adaptable, resilient and passionate about making a difference. Subject matter expert across key Compliance themes, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be "hands-on". If you are a compliance professional with a passion for change and transformation, a desire to join our regional Compliance team with a mandate to build for the future, and a conviction to make a difference, we encourage you to apply for this role at Mizuho

  • Associate - Quality Assurance and Compliance Testing specialist

    2 weeks ago

    Singapore Mizuho Full time

    Associate - Quality Assurance and Compliance Testing Specialist Be among the first 25 applicants. Responsibilities Design and execution of Quality Assurance/Compliance Testing program. Develop QA/CT framework aligning with regulatory standards and organizational goals. Identify key areas for QA and control testing within AML and general compliance. Establish...

  • Associate, Assurance

    3 days ago

    Singapore RSM SG ASSURANCE LLP Full time $60,000 - $80,000 per year

    Perform assurance engagement in compliance with professional standards - act with integrity and professionalism Use of data analytics tools to gather and analyse data Empathise and discuss client's issues through good understanding of client's business - develop business adviser mindset early, build good personal rapport with client in a business-like...

  • Associate, Compliance Assurance

    5 days ago

    Singapore Mizuho Bank Full time

    Job Responsibilities Design, development, delivery and execution of best-in-class Compliance Assurance program. Identify and assess key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance with laws, rules and regulations and policies. Perform independent quality assurance, compliance testing, monitoring, and...

  • Apac Compliance Assurance

    1 day ago

    Singapore Barclays Full time

    Join us at Barclays’ Compliance Assurance team, where you’ll play a crucial role in ensuring compliance with conduct risks while working with stakeholders across APAC and globally. Wide knowledge of Investment Banking, Private Banking and Corporate Banking business, preferably with a global Investment bank will be a plus.You should possess exceptional...

  • Associate, Compliance Assurance

    1 week ago

    Singapore Mizuho Bank Full time $80,000 - $120,000 per year

    Company Profile MIZUHO BANK IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICES PROVIDERS. IN 1974, ONE OF MIZUHO'S PREDECESSOR BANKS COMMENCED BRANCH OPERATIONS IN SINGAPORE, MEANING WE HAVE HAD A PRESENCE IN SINGAPORE FOR OVER 50 YEARS. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND...

  • Compliance Officer

    5 days ago

    Singapore HL Assurance Full time

    Reaching Out To You : HL Assurance Pte. Ltd. ("HLAS") is a licensed insurance company in Singapore since 2012 and a subsidiary of Hong Leong Financial Group Berhad ("HLFG"), a public listed company in Malaysia. Main Responsibilities: Reporting to the CEO, you shall be responsible to: Act as a central point of contact for local and regional regulatory issues...

  • Compliance Assurance Associate

    1 day ago

    Singapore Atome Financial Full time

    About Atome Financial - Headquartered in Singapore, Atome Financial is a consumer business unit under Advance Intelligence Group. The products under Atome Financial include: - Atome: A leading buy now pay later brand in Asia Pacific which is currently present in 10 markets and partners over 15,000+ top retailers. Key merchant partners include ZALORA,...

  • Healthcare Quality Assurance Associate Manager

    7 days ago

    Singapore UPS Full time

    Healthcare Quality Assurance Associate Manager Join to apply for the Healthcare Quality Assurance Associate Manager role at UPS Healthcare Quality Assurance Associate Manager 6 days ago Be among the first 25 applicants Join to apply for the Healthcare Quality Assurance Associate Manager role at UPS Get AI-powered advice on this job and more exclusive...

  • Standards & Assurance Specialist

    3 days ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    **Job Summary: Reporting to the Team Lead of Standards & Assurance, you are a member of the Standards & Assurance (SA) unit. Your mission is to facilitate a clear path for ensuring the development of competencies with focus on Competence and Compliance requirements for Sales Representatives and Supervisors. You will work closely with Risk & Compliance,...

  • Associate, Compliance Assurance

    2 weeks ago

    Singapore Mizuho Bank Full time

    Company Profile MIZUHO BANK IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICES PROVIDERS. IN 1974, ONE OF MIZUHO'S PREDECESSOR BANKS COMMENCED BRANCH OPERATIONS IN SINGAPORE, MEANING WE HAVE HAD A PRESENCE IN SINGAPORE FOR OVER 50 YEARS. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND...