Associate, Compliance Assurance

20 hours ago

Singapore Mizuho Bank Full time



Company Profile
MIZUHO BANK IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICES PROVIDERS. IN 1974, ONE OF MIZUHO'S PREDECESSOR BANKS COMMENCED BRANCH OPERATIONS IN SINGAPORE, MEANING WE HAVE HAD A PRESENCE IN SINGAPORE FOR OVER 50 YEARS. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND PROVIDES BANKING SERVICES TO MORE THAN 2,000 JAPANESE AND NON-JAPANESE CLIENTS, OPERATING WITH AN ON-THE-GROUND STAFF STRENGTH OF AROUND 1000 IN SINGAPORE. ITS PRINCIPAL BUSINESS ENCOMPASSES CORPORATE FINANCE, TRADE FINANCE, CASH MANAGEMENT, FUNDS TRANSFERS, PROJECT FINANCE AND TREASURY. IT ALSO COLLABORATES WITH ITS AFFILIATE COMPANY, MIZUHO SECURITIES, TO PROVIDE INVESTMENT BANKING SOLUTIONS TO ITS CLIENTS.

Job Responsibilities

  • Design, development, delivery and execution of best-in-class Compliance Assurance program.
  • Identify and assess key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance with laws, rules and regulations and policies.
  • Perform independent quality assurance, compliance testing, monitoring, and surveillance of controls and compliance with laws, rules and regulations and policies.
  • Identify and escalate findings for discussion and deliberation with Team Leads.
  • Build strong and effective relationships with stakeholders.
  • Provide support and guidance to country compliance teams.
  • Embed Asia Pacific's guidelines cross all markets.


Job Requirements
  • Bachelor's degree or equivalent.
  • At least 5-8 years' experience in compliance, audit or other controls related function in the financial services industry.
  • Prior experience in data analytics, with experience handling large datasets, leveraging the relevant tools for extensive investigative, analytical and interpretive work. Relevant certification in Data Analytics a plus.
  • Good understanding of financial sector laws, rules and regulations and business processes.
  • Knowledge and expertise in the design and implementation of compliance programmes.
  • Highly motivated team player.
  • Strong analytical, communication and people skills, ability to lead, influence and collaborate with people across different cultures and backgrounds.
  • Adaptable, resilient and passionate about making a difference.
  • Subject matter expert across key Compliance themes, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
  • If you are a compliance professional with a passion for change and transformation, a desire to join our regional Compliance team with a mandate to build for the future, and a conviction to make a difference, we encourage you to apply for this role at Mizuho Bank.

  • Associate, Assurance

    1 week ago

    Singapore RSM SG ASSURANCE LLP Full time

    Perform assurance engagement in compliance with professional standards - act with integrity and professionalism - Use of data analytics tools to gather and analyse data - Empathise and discuss client’s issues through good understanding of client’s business - develop business adviser mindset early, build good personal rapport with client in a...

  • Associate, Assurance

    2 weeks ago

    Singapore RSM SG ASSURANCE LLP Full time

    Perform assurance engagement in compliance with professional standards - act with integrity and professionalism Use of data analytics tools to gather and analyse data Empathise and discuss client's issues through good understanding of client's business - develop business adviser mindset early, build good personal rapport with client in a business-like...

  • Associate, Assurance

    2 weeks ago

    Singapore RSM SG ASSURANCE LLP Full time $60,000 - $80,000 per year

    Perform assurance engagement in compliance with professional standards - act with integrity and professionalism Use of data analytics tools to gather and analyse data Empathise and discuss client's issues through good understanding of client's business - develop business adviser mindset early, build good personal rapport with client in a business-like...

  • Compliance Assurance

    3 weeks ago

    Singapore Barclays UK Full time

    Overview Join us at Barclays' Compliance Assurance team, we are actively seeking seasoned professionals with deep expertise in Private Banking to join our Compliance Assurance team. In this pivotal role, you will conduct Private Banking product-focused testing that address Compliance risks (excluding Financial Crime), while engaging with stakeholders across...

  • Compliance Assurance

    3 weeks ago

    Singapore Barclays Full time

    Overview Purpose of the role To provide assurance over the effectiveness of Compliance Risk Management across the bank. Accountabilities Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk. Delivery of risk-based assurance activity to...

  • Compliance Assurance

    4 weeks ago

    Singapore Barclays Full time

    Overview Join Barclays' Compliance Assurance team as an Compliance Assurance - Assistant Vice President with deep expertise in Private Banking. This role conducts Private Banking product-focused testing addressing Compliance risks (excluding Financial Crime) and engages stakeholders across APAC and globally. While broad knowledge of Global Investment...

  • Apac Compliance Assurance

    2 days ago

    Singapore Barclays Full time

    **Date live**: 06/10/2025 **Business Area**: Compliance **Area of Expertise**: Compliance **Contract**: Permanent **Reference Code**: JR-0000056277 Compliance is a broad, multidisciplinary function at Barclays that oversees our global business operations. We ensure the bank lives its values, meets regulatory requirements, and follows our codes of conduct....

  • Audit Cum Tax Associate

    1 hour ago

    Singapore Precursor Assurance LLP Full time

    Job title HR Manager, People Team | Ex-Shopee & Monee (SeaMoney)Responsibilities Perform assurance activities and document audit procedures in accordance with professional standards Manage time and multiple engagements effectively Prepare statutory tax filings and identify developments that impact tax compliance Provide timely and excellent services to...

  • AVP, Compliance Assurance

    4 weeks ago

    Singapore Ashford Benjamin Full time

    Direct message the job poster from Ashford Benjamin Ashford Benjamin are pleased to be partnering with a global bank who are hiring within their Compliance Assurance team in Singapore. The successful candidate will lead Private Banking Compliance Assurance across APAC, while also providing secondary support to the Global Markets and Investment Banking...

  • Management Associate Program

    2 weeks ago

    Singapore Prudential Assurance Company Singapore Full time

    2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. As a Management Associate, you will undergo structured training and mentorship to build a strong foundation in financial planning. This program equips you with the knowledge and skills to provide guidance in areas such as insurance protection, wealth...