Senior Manager/Manager, Regulatory Compliance
4 hours ago
Senior Manager / Manager, Regulatory Compliance (Investment – CMS/RMO, Tokenized, Fintech)6 days ago Be among the first 25 applicants Direct message the job poster from Alpha Ladder Finance An Experienced Recruiter with both Agency and In-house experience covering Talent Acquisition & Management and Projects within Banking & Finance... Fintech experience is mandatory with min. 7–10 years (Senior Manager) or min. 4–7 years (Manager) in regulatory compliance within fintech-led asset/fund management, broker‐dealer/intermediary, exchange/market operator, or related regulatory roles supporting high‐growth fintechs. Strong knowledge of MAS regulations for CMS/RMO entities, including SFA, FAA, AML/CFT Notices/Guidelines, Technology Risk Management, Outsourcing, custody/client asset rules, and the CIS Code. Excellent stakeholder management, policy drafting, and analytical skills; proven ability to operationalize controls with product/engineering teams in agile settings. We are looking for a highly skilled and experienced Regulatory Compliance, Senior Manager/ Manager for Alpha Ladder Finance (CMS‐ and RMO‐licensed) and Asia Green Fund Management (fund management under CMS) with product scope covering Securities, CIS, exchange‐traded and OTC derivatives, custody, wealth management; green/impact funds; tokenized/asset‐backed instruments; voluntary carbon credits (where relevant). The role will cover jurisdictions - Singapore (primary), with potential expansion to Hong Kong (SFC licensing and ongoing obligations), and other priority markets as needed. Key responsibilities Regulatory advisory and interpretation (SG)Serve as subject‐matter expert on MAS regulations applicable to CMS‐licensed fund managers/intermediaries and RMO obligations (SFA, FAA, related Notices/Guidelines, AML/CFT, technology risk). Interpret and operationalize MAS requirements for CIS, derivatives dealing/advising, custody, market operator conduct, and outsourcing/technology risk management. Compliance program ownership Design, implement, and maintain the Compliance Framework and Compliance Manual(s) covering governance, business conduct, personal
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Compliance Manager
1 week ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
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Senior Manager, Regulatory Compliance
2 weeks ago
Singapore Cobo Full timeTalent Acquisition - HR | Crypto | Web3 | Blockchain Role Overview We are seeking a Regulatory Compliance Manager to lead our regulatory engagement and licensing initiatives across Singapore and other jurisdictions. This role plays a key part in ensuring our compliance framework remains robust, responsive to regulatory changes, and aligned with business...
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Senior Manager, Regulatory Compliance
4 days ago
Singapore Cobo Full timeTalent Acquisition - HR | Crypto | Web3 | Blockchain Role Overview We are seeking a Regulatory Compliance Manager to lead our regulatory engagement and licensing initiatives across Singapore and other jurisdictions. This role plays a key part in ensuring our compliance framework remains robust, responsive to regulatory changes, and aligned with business...
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Regulatory Compliance Manager
5 hours ago
Singapore Airswift Full timeRegulatory Compliance Lead Contract/Permanent: Contract Start Date: ASAP Employment type: Contract Seniority level: Mid-Senior level Job function: Quality Assurance and Legal Industries: Oil and Gas Open to all locals and expats Experienced Regulatory Compliance Lead to manage and oversee all regulatory and compliance-related activities for a major offshore...
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Senior Manager, Regulatory Compliance APJ
4 days ago
Singapore Tech Data APAC Full timeSenior Manager, Regulatory Compliance APJ Join to apply for the Senior Manager, Regulatory Compliance APJ role at Tech Data APAC This role is the in-house regulatory compliance expert for Asia Pacific, including United States reexport laws and regulations. You will manage regulatory compliance matters related to international trade, export/import controls,...
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Quantity Surveyor Cum Architects
5 hours ago
Singapore HR MANAGER Full timeOverview Quantity Surveyor Cum Architects Responsibilities Quantity Surveying Review construction plans and preparing quantity requirements. Projecting cost estimates on various materials needed for a project. Coordinating with Site Managers, Site Engineers, and other team members to ensure the project is on time and on budget. Preparing contracts, legal...
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Regulatory Compliance Manager
4 days ago
Singapore TENTEN Partners Pte. Ltd. Full time**Regulatory Compliance Manager**: **Job scope**: - Provide compliance advisory support in accordance to financial regulatory requirements. - Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings and inspections. - Work closely with the team and internal stakeholders on the analysis and assessment of...
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Senior Accountant
1 week ago
Singapore NATURAL CAPITAL MANAGER PTE. LTD. Full time $90,000 - $120,000 per yearSenior Accountant / AccountantPrimary Duties and ResponsibilitiesThe Senior Accountant/Accountant's role in a private equity fund management set up encompasses the following:accounting, reporting, internal control, administration and compliance functions for the funds and related investment portfolios that the fund manages. The Employee shall undertake...
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Regulatory Compliance Manager
1 week ago
Singapore BTCC Full timeOverview Hiring - Crypto | Web 3 | Blockchain | Digital Asset Responsibilities Identify crypto-friendly jurisdictions and lead the licensing and registration processes for the APEC region and beyond. Engage with regulators in key jurisdictions such as Dubai, and Europe (e.g., FCA, BaFin, VARA), demonstrating experience interacting with these bodies. Stay...
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Regulatory Compliance Manager Singapore
2 days ago
Singapore Cobo Global Limited Full timeCobo is a trusted leader in digital asset custody and wallet infrastructure solutions. Founded in 2017 by blockchain pioneers, Cobo is trusted by more than 500 organizations worldwide, safeguarding billions of dollars in assets with a zero-incident security track record. Today, Cobo provides the industry's only unified digital asset wallet platform that...