VP, Regulatory Monitoring and Testing
1 week ago
Support the Head, Regulatory Monitoring & Testing (RMT), Singapore, in managing the overall regulatory compliance risks of Maybank Singapore Limited. Lead and perform independent Quality Assurance reviews to assess adherence to regulatory requirements, internal policies, and Group standards. Conduct QA reviews across both Regulatory Compliance and Financial Crime Compliance (FCC) areas to ensure the quality and consistency of monitoring outputs. Develop and maintain QA frameworks, templates, and tools to standardize the review process and enhance quality outcomes. Identify process and control gaps, recommend enhancements, and track remediation actions to completion. Provide training or feedback sessions to enhance reviewers' understanding of QA expectations and standards. B. Control Testing & Monitoring Design and execute surveillance and monitoring programs to provide independent assurance on compliance with key regulations (e.g., Banking Act, SFA, FAA, PDPA). Review and enhance testing methodologies, including sampling, control assessment, and data analytics techniques. Conduct control testing and thematic reviews to assess the adequacy and effectiveness of business and compliance controls. Develop, review, and update compliance frameworks, policies, and procedures (excluding FCC) to ensure alignment with regulatory and Group requirements. Collaborate with business units and risk partners to address identified issues, ensuring effective remediation and sustainable control improvements. C. Reporting & Governance Prepare and present QA and monitoring results, key findings, and trend analysis to senior management and compliance committees. Consolidate monthly and quarterly compliance reporting (including dashboards and metrics) for management and Group Compliance. Support regulatory reporting and governance documentation requirements, ensuring accuracy, completeness, and timely submission. Track and monitor issue resolution, follow-ups, and thematic observations to provide management with clear oversight of remediation progress. Coordinate with Group counterparts on QA results, deviation justifications, and compliance performance metrics to maintain consistency in reporting standards. Job Requirements Bachelor's degree or relevant professional qualification in a related field. Degree in Banking & Finance or ICA Diploma preferred; proficiency in Data Analytics is an advantage. 6–10 years of experience in the banking or financial industry with exposure to business, risk, compliance, operations, or audit. Strong analytical and critical‐thinking skills, with an interest in leveraging Data Analytics and Generative AI for monitoring and assurance activities. Excellent communication, report‐writing, and stakeholder management skills. Seniority level Mid‐Senior level Employment type Full‐time Job function Other Industries Banking #J-18808-Ljbffr
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Regulatory Change and Compliance Monitoring
1 week ago
Singapore Hays Full time**Your new company** My client, one of the foreign leading bank, is currently looking for an Assistant Manager, Regulatory Change and Compliance Monitoring & Testing (APAC) to work in their flagship Singapore office. **Your new role** You will be responsible on regulatory management reporting and compliance advisory/change projects, compliance monitoring...
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Vp, Quality Assurance, Monitoring
1 week ago
Singapore Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
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Head of Compliance
7 days ago
Singapore VP Bank Ltd Singapore Branch Full timeVP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...
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Vp - Financial & Regulatory Reporting
14 hours ago
Singapore The Edge Partnership Full timeThe VP-Financial & Regulatory Reporting will be responsible for the following: - Maintain accurate journal entries and allocations - Prepare, input, or approve accounting-related bookings - Perform month-end and year-end closing activities, ensuring timely and accurate profit/loss transfers - Prepare accurate and timely financial statements and disclosure...
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Manager, Compliance Monitoring
7 days ago
Singapore Royal Bank of Canada Full time**Job Summary** Working as part of the APAC Compliance team, the Manager, Compliance Monitoring & Testing supports local Regulatory Compliance teams across the region in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework. **What is the opportunity?** Working as part of the APAC Compliance team, the Manager,...
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Regulatory Reporting Avp/vp
13 hours ago
Singapore Ethos BeathChapman Full time**Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-172015 **Contact** Shalynn Ler **Contact phone** 65 6692 0745 **Posted** 44 minutes ago - Stable Regional Bank - Excellent exposure to reporting requirements - Senior stakeholder management A renowned regional bank is looking for a Regulatory...
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Regulatory Reporting and Controls, Vp
7 days ago
Singapore Barclays Full timeThis is an exciting opportunity to join Barclays as a Regulatory Reporting and Controls VP, where you will play a key role as part of APAC Operations and is responsible for the regulatory adherence of the regulations, ensuring completeness, accuracy and timelines of regulatory reporting and the primary contact point for Compliance, Business and Regulatory...
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VP Regulatory Compliance – Digital Assets
2 weeks ago
Singapore Hyphen Connect Full timeA leading recruitment firm is seeking a VP of Regulatory Compliance in Singapore. This executive role requires over 7 years of experience in investment and fund-management compliance, with a strong understanding of Singapore's regulatory landscape. The ideal candidate will own compliance programs, advise on fund launches, and lead compliance training....
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Monitoring & Testing - Associate
7 days ago
Singapore JPMorgan Chase & Co Full time**JOB DESCRIPTION** Exciting role in the Compliance Conduct Operational Risk - Monitoring and Testing team **Job Summary**: As a Senior Associate, Hong Kong based tester you will be performing testing activities for the Asia Pacific Commerical & Investment Bank (CIB) line of business. Compliance, Conduct and Operational Risk (CCOR) Monitoring and Testing...
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Singapore Blackstone Full timeLegal & Compliance – Singapore Compliance, AVP/VP Join to apply for the Legal & Compliance – Singapore Compliance, AVP/VP role at Blackstone . Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We...