Head of Compliance, Singapore

1 week ago

Singapore HARBRIDGE PARTNERS Full time

Job Title: Head of Compliance, Singapore

Overview

Our client is a globally recognized financial services group with a strong footprint across Asia and beyond. As part of its expansion in Singapore, the firm is seeking a highly experienced Head of Compliance to lead and oversee its compliance function in the region.

The ideal candidate will possess deep expertise in the Securities and Futures Act (SFA) and related regulatory frameworks under the Monetary Authority of Singapore (MAS). Prior exposure to both retail and institutional securities trading or online brokerage businesses is strongly preferred.

Key Responsibilities

As the Head of Compliance, you will be responsible for ensuring the firm's operations in Singapore are fully aligned with local regulatory standards. Your core responsibilities include:

  • Serving as the primary liaison with MAS, exchanges, and other regulatory authorities.
  • Providing timely interpretation and guidance on applicable laws, regulations, and MAS guidelines relevant to securities brokers.
  • Designing and maintaining compliance frameworks to meet MAS and exchange requirements for all regulated activities.
  • Collaborating with IT and development teams to translate regulatory requirements into technical specifications and system changes.
  • Drafting and updating compliance manuals, policies, and supervisory procedures.
  • Leading regulatory inspections and internal/external audits, including the implementation of remedial action plans where necessary.
  • Staying abreast of regulatory developments and proactively assessing their impact on the business.

Candidate Profile

Key Qualifications and Skills:

  • Proven track record in a compliance leadership role within a MAS-regulated financial institution, exchange, or regulatory body.
  • In-depth knowledge of Singapore's regulatory landscape, particularly the SFA and related MAS guidelines.
  • Strong analytical and problem-solving abilities, with a hands-on approach.
  • Excellent communication skills, both verbal and written.
  • Ability to balance regulatory compliance with commercial pragmatism.
  • Technologically proficient; comfortable working with tech teams on regulatory-driven initiatives.
  • Strong organizational and project management capabilities.
  • Team-oriented mindset with experience in lean team environments.
  • Proactive, self-motivated, and adaptable to change.

What's on Offer

  • Competitive base salary with annual performance-based bonus and stock options.
  • Central Provident Fund (CPF) contributions.
  • Comprehensive medical coverage including dental, specialist consultations, and hospitalization.
  • Generous leave entitlement.
  • In-house daily lunch service and fully stocked kitchen.
  • State-of-the-art office setup with multi-monitor workstations.
  • Flexible hybrid work arrangements.
  • Exposure to global financial markets, products, and an international client base.
  • Clear career progression and expanded responsibilities in a rapidly growing global business.

Please send an updated resume in English to our Managing Partner at ecHarbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV(@)harbridgepartners(dot)com

Or contact – and ask for Edward Chen, Richard Liu, Cora Pang

We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for

  • Head of Compliance

    2 weeks ago

    Singapore Qontel Search Pte Ltd Full time

    Head of Compliance - Singapore Embark on a transformative journey with a distinguished financial institution as the Head of Compliance - Singapore, and leave a lasting mark on the industry! We are actively seeking a highly qualified Compliance professional boasting a minimum of 15 years of extensive experience in the financial sector, with a focus on...

  • Head of Compliance Singapore

    4 days ago

    Singapore QBE Asia Full time

    Join to apply for the Head of Compliance Singapore role at QBE Asia Join to apply for the Head of Compliance Singapore role at QBE Asia Get AI-powered advice on this job and more exclusive features. Primary Details Time Type: Full time Worker Type: Employee This role supports the Regional Enterprise Risk Management Team in the area of Compliance, and...

  • Head of Compliance

    3 days ago

    Singapore Independent Reserve Full time

    Head of Compliance - Singapore Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional...

  • Head of Compliance

    6 days ago

    Singapore INDEPENDENT RESERVE SG PTE. LTD. Full time

    Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional customer onboarding...

  • Head of Compliance Singapore

    6 days ago

    Singapore capital.com Full time

    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. As the Head of Compliance...

  • Head of Compliance

    1 week ago

    Singapore EC1 Partners Full time

    Direct message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Head of Compliance (Payments) Our client in the payments space is looking for a Head of Compliance in SG. Key responsibilities: Oversee all MAS regulatory obligations, licensing requirements, and submissions. Monitor and advise on regulatory developments...

  • Head of Compliance

    2 weeks ago

    Singapore CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD. Full time

    CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia. CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research,...

  • Head of Compliance, Wealth Management

    1 week ago

    Singapore Longbridge Singapore Full time

    We are seeking an experienced Compliance Leader to oversee and strengthen the compliance framework for our Wealth Management (WM) business. You will be responsible for ensuring adherence to regulatory requirements, managing risk controls, and driving a culture of compliance across the organization. Key Responsibilities: Compliance & Risk Framework: Develop...

  • Head of Compliance

    6 days ago

    Singapore SKYEE PTE. LTD. Full time

    **Head of Compliance & MLRO, Singapore Skyee is a rapidly growing Fintech company incorporated in 2016. Headquarter is located in Guangzhou, China and with offices in HK, US, UK, Singapore, and Japan. Skyee works with global bank partners to provide cross-border and domestic fund collection, FX, and payment services to clients from different industries, such...

  • Head of Compliance

    2 days ago

    Singapore Dada Consultants Full time

    Head of Compliance (Licensing and Regulations) Head of Compliance, Regulatory & Licensing (Digital Assets) Overview We are seeking a highly experienced Head of Compliance to lead regulatory, compliance, and licensing matters for our digital assets business. The successful candidate will serve as the appointed Compliance Officer under the Monetary...