Regulatory Compliance Specialist

1 day ago


Singapore Phillip Securities Pte Ltd Full time
Job Brief

This is a senior-level position responsible for ensuring the Trust business is compliant with relevant laws and regulations. The ideal candidate will have extensive experience in compliance and risk management and be able to provide expert guidance to the business units.

Main Responsibilities:

  • Manage and execute the compliance programs to ensure the Trust business is compliant with regulatory requirements.
  • Conduct regular reviews and monitoring of the company's business activities to identify potential compliance risks.
  • Develop and implement risk-based compliance programs to mitigate potential risks.
  • Provide regulatory advisory services to ensure the Trust business is compliant with relevant laws and regulations.
  • Deliver compliance training and support to ensure employees understand their roles and responsibilities.

Requirements:

  • At least 5 years of experience in compliance or risk management in the financial industry.
  • Strong knowledge of regulatory requirements and risk management principles.
  • Excellent communication, analytical, and problem-solving skills.
  • Ability to work independently with minimal supervision.
  • Good understanding of the Trust Companies Act and/or Trustee Act.


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