Compliance Risk Manager

3 weeks ago


Singapore The St. James's Place Wealth Management Group Full time

Job Summary

The St. James's Place Wealth Management Group is seeking a highly skilled Compliance Risk Manager to join our team in Singapore. The ideal candidate will have a strong understanding of AML/CFT and financial crime-related regulatory requirements, as well as experience in auditing or compliance monitoring/reviews.

Key Responsibilities

  • Ensure the firm's AML/CFT framework is aligned with regulatory requirements and SJP Group.
  • Update AML/CFT Business Risk Assessment, Money Laundering Prevention Handbook, and other relevant policies, procedures, and guidance notes.
  • Conduct AML/CFT and financial crime-related training for the partnership and employees.
  • Undertake enhanced customer due diligence, including providing support and guidance to business on client onboarding.
  • Manage all other AML/CFT and financial crime-related areas and support the firm's MLRO, acting as their deputy as required.

Requirements

  • Good understanding and working knowledge of AML/CFT and financial crime-related regulatory requirements.
  • General knowledge of the Securities and Futures Act, Financial Advisers Act, Personal Data Protection Act, and subsidiary legislation.
  • Experience interacting with local regulators, auditors, authorities/associations, or similar.
  • Experience in auditing or compliance monitoring/reviews.

Preferred Qualifications

  • Proven experience in the capacity of a compliance officer or similar role.
  • Proven experience in developing and implementing policies, procedures, and controls and conducting compliance reviews.


  • Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Roles & ResponsibilitiesJob Profile Summary:Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication,...


  • Singapore Moody's Full time

    About the RoleWe are seeking a seasoned Compliance professional to join our team as a Compliance Risk Manager. This role will be responsible for providing expert advice and support on compliance matters to stakeholders across local and regional jurisdictions, ensuring regulatory adherence and best practices.ResponsibilitiesProvide technical expertise on...


  • Singapore QCP Full time

    Compliance and Risk Role at QCPEstablished in 2017, QCP is a leading digital asset trading firm in Singapore, with a vision to partner the next generation of investors to unlock institutional opportunities in digital assets. We bring to clients deep expertise gained from thriving through multiple market cycles.We are shaping the future of digital asset...


  • Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...


  • Singapore Secura Group Limited Full time

    Job Description: DATA PROTECTION Serve as the main/first point of contact between the Group and all relevant data protection authorities/ regulators. Ensure the Group’s policy is in line with the General Data Protection Regulation (GDPR) and code of practice. Evaluate, review and enhance the existing framework, ensuring its relevance with the Group’s...


  • Singapore This Is An IT Support Group Full time

    Reporting to the CEO, the Compliance and Risk Manager supports DPH in the areas of corporate governance, Governing Council and its Executive Committee, enterprise risk and strategic planning including business continuity. Responsiblities 1. Secretariat to the Audit, Risk and Governance Committee (ARGC) in order to operate processes for governance and...

  • It compliance

    2 weeks ago


    Singapore HYPERSCAL SOLUTIONS PTE. LTD. Full time

    COMPANY DESCRIPTION About BW Group BW Group is a leading global maritime company involved in shipping, floating infrastructure, deepwater oil & gas production, and new sustainable technologies. Founded in 1955 by Sir YK Pao, BW controls a fleet of over 450 vessels transporting oil, gas and dry commodities, with its 200 LNG and LPG ships constituting the...


  • Singapore SOVERUS PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:DATA PROTECTIONRoles & Responsibilities1. Serve as the main/first point of contact between the Group and all relevant data protection authorities/ regulators.2. Ensure the Group’s policy is in line with the General Data Protection Regulation (GDPR) and code of practice.3. Evaluate, review and enhance the existing...


  • Singapore Compliance Wise Full time

    Job TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...

  • Manager risk

    2 weeks ago


    Singapore Caterpillar Financial Services Corporation Full time

    Career Area: Legal and Compliance Job Description: Your Work Shapes the World at Caterpillar Inc. When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other. We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. JOB...


  • Singapore BANK OF CHINA LIMITED Full time

    Roles & ResponsibilitiesJob Descriptions: Participate in IT outsourcing risk management, lead IT outsourcing risk assessment, participate in due diligence and annual inspections of IT outsourcing vendors, participate in verification of the implementation of IT risk management and control measures of outsourcing vendors, and other IT outsourcing management...


  • Singapore SMRT Corporation Ltd Full time

    Job DescriptionThe Compliance Branch Manager plays a pivotal role in ensuring SMRT Corporation Ltd maintains strong compliance with processes and SOPs. This involves working closely with stakeholders to identify risks through continuous surveillance and audits.The primary tasks involved include planning, coordinating, and executing audit and inspection...


  • Singapore Eames Consulting Full time

    Job DescriptionEmbark on a pivotal role within an esteemed Investment Manager, where your expertise in risk and compliance will be integral to the firm's robust governance framework. This prestigious position offers a chance to shape the core compliance structures, ensuring the highest standards of regulatory adherence and risk management.As a central...

  • IT Compliance

    1 week ago


    Singapore HYPERSCAL SOLUTIONS PTE. LTD. Full time

    Roles & Responsibilities COMPANY DESCRIPTION About BW Group BW Group is a leading global maritime company involved in shipping, floating infrastructure, deepwater oil & gas production, and new sustainable technologies. Founded in 1955 by Sir YK Pao, BW controls a fleet of over 450 vessels transporting oil, gas and dry commodities, with its 200 LNG and...


  • Singapore STATE BANK OF INDIA Full time

    Job SummaryThe Compliance Manager will oversee the regulatory requirements of the Merchant Banking activities of SBI, Singapore. This position is accountable for the effective second-line oversight of the implementation, maintenance, and administration of the compliance management.Key ResponsibilitiesDevelop, implement, and maintain the SBI, Singapore...


  • Singapore The Bank of East Asia, Limited Full time

    About the RoleWe are seeking a highly experienced Compliance Risk Manager to join our team at The Bank of East Asia, Limited. This is a senior role that requires strong leadership skills and expertise in financial crime compliance.Key ResponsibilitiesThe successful candidate will be responsible for conducting assessments on ISTR and approval of STR filings,...

  • Manager, risk

    2 weeks ago


    Singapore KEPPEL MANAGEMENT LTD. Full time

    Manager, Risk & Compliance page is loaded Manager, Risk & Compliance Apply locations Singapore time type Full time posted on Posted 30+ Days Ago job requisition id 10014393 JOB DESCRIPTION Provide leadership on risk transfer strategies (for example: insurance) for the organization across the various business segments Lead and execute on the risk transfer...


  • Singapore HYPERSCAL SOLUTIONS PTE. LTD. Full time

    Job Title: IT Compliance and Cyber Risk ManagerAbout the Role: We are seeking a highly skilled and experienced IT Compliance and Cyber Risk Manager to join our dynamic IT team. This role is crucial in ensuring our IT operations comply with IT general controls, SOX controls, and other regulatory requirements. Additionally, the manager will lead our Cyber Risk...

  • Singapore risk

    1 day ago


    Singapore Firstplus Full time

    Job Description We’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a broad range of regulatory risk and compliance related issues of the fund management business. Key Responsibilities Include Monitor regulatory developments...


  • Singapore PEOPLEBANK SINGAPORE PTE. LTD. Full time

    Compliance Risk Management RoleAt PEOPLEBANK SINGAPORE PTE. LTD., we are seeking a highly motivated Compliance Risk Management Specialist to join our team. As a Compliance Risk Management Specialist, you will be responsible for designing, developing, delivering, and maintaining best-in-class Compliance programs, policies, and practices for Independent...