Compliance Risk Manager

2 months ago


Singapore The St. James's Place Wealth Management Group Full time

Job Summary

The St. James's Place Wealth Management Group is seeking a highly skilled Compliance Risk Manager to join our team in Singapore. The ideal candidate will have a strong understanding of AML/CFT and financial crime-related regulatory requirements, as well as experience in auditing or compliance monitoring/reviews.

Key Responsibilities

  • Ensure the firm's AML/CFT framework is aligned with regulatory requirements and SJP Group.
  • Update AML/CFT Business Risk Assessment, Money Laundering Prevention Handbook, and other relevant policies, procedures, and guidance notes.
  • Conduct AML/CFT and financial crime-related training for the partnership and employees.
  • Undertake enhanced customer due diligence, including providing support and guidance to business on client onboarding.
  • Manage all other AML/CFT and financial crime-related areas and support the firm's MLRO, acting as their deputy as required.

Requirements

  • Good understanding and working knowledge of AML/CFT and financial crime-related regulatory requirements.
  • General knowledge of the Securities and Futures Act, Financial Advisers Act, Personal Data Protection Act, and subsidiary legislation.
  • Experience interacting with local regulators, auditors, authorities/associations, or similar.
  • Experience in auditing or compliance monitoring/reviews.

Preferred Qualifications

  • Proven experience in the capacity of a compliance officer or similar role.
  • Proven experience in developing and implementing policies, procedures, and controls and conducting compliance reviews.


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