Compliance Risk Manager
3 weeks ago
Job Summary
The St. James's Place Wealth Management Group is seeking a highly skilled Compliance Risk Manager to join our team in Singapore. The ideal candidate will have a strong understanding of AML/CFT and financial crime-related regulatory requirements, as well as experience in auditing or compliance monitoring/reviews.
Key Responsibilities
- Ensure the firm's AML/CFT framework is aligned with regulatory requirements and SJP Group.
- Update AML/CFT Business Risk Assessment, Money Laundering Prevention Handbook, and other relevant policies, procedures, and guidance notes.
- Conduct AML/CFT and financial crime-related training for the partnership and employees.
- Undertake enhanced customer due diligence, including providing support and guidance to business on client onboarding.
- Manage all other AML/CFT and financial crime-related areas and support the firm's MLRO, acting as their deputy as required.
Requirements
- Good understanding and working knowledge of AML/CFT and financial crime-related regulatory requirements.
- General knowledge of the Securities and Futures Act, Financial Advisers Act, Personal Data Protection Act, and subsidiary legislation.
- Experience interacting with local regulators, auditors, authorities/associations, or similar.
- Experience in auditing or compliance monitoring/reviews.
Preferred Qualifications
- Proven experience in the capacity of a compliance officer or similar role.
- Proven experience in developing and implementing policies, procedures, and controls and conducting compliance reviews.
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