Trade Compliance Specialist

7 days ago


Singapore beBeeCompliance Full time $7,000

We are seeking a diligent Trade Compliance Specialist to support our Legal, Regulatory, and Compliance Department.

This role involves ensuring effective trade monitoring, market surveillance, and compliance with regulatory requirements in accordance with local regulations and internal policies.

Key Responsibilities:
  • Conduct daily trade and market surveillance to detect irregularities, potential market abuse, or breaches of trading rules.
  • Support investigations into suspicious trading activities and escalate issues where required.
  • Collaborate with Legal and Compliance teams to ensure adherence to local regulations and internal policies.
  • Prepare reports and maintain documentation for regulatory submissions and audits.
  • Contribute to the enhancement of surveillance systems, controls, and procedures.
Requirements:
  • Proven experience in trading compliance or derivatives trading surveillance is essential.
  • Strong knowledge of local regulations and exchange trading rules.
  • Analytical mindset with the ability to interpret complex trading data.
  • Excellent communication and stakeholder management skills.
  • Team player with strong attention to detail and a proactive approach.

The ideal candidate will have a proven track record of ensuring compliance with regulatory requirements and identifying areas for process improvement.


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