Senior Compliance Lead

2 weeks ago


Singapore beBeeCompliance Full time $150,000 - $200,000
Job Title: Senior Compliance Lead

The Role:

We are seeking a seasoned compliance expert to lead our FCC Compliance efforts in Singapore.

Responsibilities:

  • Develop and implement comprehensive FCC Compliance strategies and frameworks.
  • Enhance Anti-Money Laundering (AML) / Combating the Financing of Terrorism (CFT) / Sanctions and Anti-Bribery related processes to ensure regulatory compliance.
  • Monitor high-risk transactions, perform risk assessments, and mitigate gaps within the business operations.
  • Stay up-to-date with regulatory developments and ensure AML policies align with laws and regulations.
  • Carry out investigation work as needed.

Requirements:

  • At least 10 years of experience in Compliance, preferably with FCC and Account Opening expertise.
  • Bachelor's degree in a relevant field such as Law, Finance or Business.
  • Strong background in Financial Crime Compliance, ideally in a brokerage or wealth management environment.
  • Experience working in a regulated financial services organization.
  • Ability to manage regional stakeholders effectively.


Key Skills:
Negotiation, Risk Management, Brokerage, Customer Support, Investigation, Securities, Compliance, FCC, AML, Customer Satisfaction, Financial Services

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