Chief Compliance Officer

3 weeks ago


Singapore Executive Access Full time
Job Title: Chief Compliance Officer

At Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.

Key Responsibilities:
  • Compliance Program Management: Develop and implement a comprehensive compliance program that addresses all aspects of our business, including internal controls, risk management, and regulatory reporting.
  • Regulatory Compliance: Ensure that our firm is in compliance with all relevant laws and regulations, including Securities and Exchange Commission (SEC) regulations.
  • Compliance Training: Design and deliver compliance training programs for our employees to ensure that they understand their roles and responsibilities in maintaining a compliant work environment.
  • Investment and Trading Compliance: Manage all investment and trading compliance activities, including fund LPA and side letter compliance, fee and expense reporting, affiliated transactions, best execution obligations, conflicts of interest, valuation reporting, expert network, and competitive activities.
Requirements:
  • Experience: At least 10 years of experience in compliance in a buy-side firm, preferably in a Private Equity firm.
  • Knowledge: Strong knowledge of current Securities and Exchange Commission (SEC) regulations.
  • Qualifications: A legal qualification is an added advantage.

We offer a competitive salary and benefits package to the right candidate. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.



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