Chief Compliance Officer
3 weeks ago
At Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.
Key Responsibilities:- Develop and implement a comprehensive compliance program that addresses all aspects of our business, including internal controls, risk management, and regulatory reporting.
- Collaborate with senior leadership, legal, and operations teams to ensure compliance with all relevant laws and regulations.
- Prepare and submit regulatory filings, including responses to inquiries and requests related to portfolio companies and our global fund platforms.
- Provide guidance on new product development and review marketing materials, limited partner communications, and other externally distributed collateral for compliance purposes.
- Manage employee-facing compliance matters, including compliance training programs, gifts and entertainment, personal trading, and account monitoring.
- Oversee investment and trading compliance, including fund LPA and side letter compliance, fee and expense reporting, affiliated transactions, best execution obligations, conflicts of interest, valuation reporting, and expert network activities.
- Prior experience in a Securities and Exchange Commission (SEC) regulated Private Equity firm.
- Strong knowledge of current Securities and Exchange Commission (SEC) regulations.
- At least 10 years of experience in Compliance in a buy-side firm (Hedge Funds or Private Equity).
- Candidates with a legal qualification will have an added advantage.
We offer a competitive salary and benefits package to the successful candidate. If you are a motivated and experienced professional looking for a new challenge, please submit your application.
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Chief Compliance Officer
1 week ago
Singapore Executive Access Full timeChief Compliance OfficerAt Executive Access, we are seeking a seasoned Chief Compliance Officer to lead our global compliance program. As a key member of our team, you will be responsible for ensuring that our firm operates in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement a comprehensive compliance program that...
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Chief Compliance Officer
3 weeks ago
Singapore Executive Access Full timeJob Title: Chief Compliance OfficerAt Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.Key...
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Chief Compliance Officer
1 month ago
Singapore Executive Access Full timeChief Compliance OfficerAt Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.Key...
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Chief Compliance Officer, Hedge Funds
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Compliance Officer
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