Chief Compliance Officer

3 weeks ago


Singapore Executive Access Full time
Job Title: Chief Compliance Officer

At Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.

Key Responsibilities:
  • Develop and implement a comprehensive compliance program that addresses all aspects of our business, including internal controls, risk management, and regulatory reporting.
  • Collaborate with senior leadership, legal, and operations teams to ensure compliance with all relevant laws and regulations.
  • Prepare and submit regulatory filings, including responses to inquiries and requests related to portfolio companies and our global fund platforms.
  • Provide guidance on new product development and review marketing materials, limited partner communications, and other externally distributed collateral for compliance purposes.
  • Manage employee-facing compliance matters, including compliance training programs, gifts and entertainment, personal trading, and account monitoring.
  • Oversee investment and trading compliance, including fund LPA and side letter compliance, fee and expense reporting, affiliated transactions, best execution obligations, conflicts of interest, valuation reporting, and expert network activities.
Requirements:
  • Prior experience in a Securities and Exchange Commission (SEC) regulated Private Equity firm.
  • Strong knowledge of current Securities and Exchange Commission (SEC) regulations.
  • At least 10 years of experience in Compliance in a buy-side firm (Hedge Funds or Private Equity).
  • Candidates with a legal qualification will have an added advantage.

We offer a competitive salary and benefits package to the successful candidate. If you are a motivated and experienced professional looking for a new challenge, please submit your application.



  • Singapore Executive Access Full time

    Chief Compliance OfficerAt Executive Access, we are seeking a seasoned Chief Compliance Officer to lead our global compliance program. As a key member of our team, you will be responsible for ensuring that our firm operates in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement a comprehensive compliance program that...


  • Singapore Executive Access Full time

    Job Title: Chief Compliance OfficerAt Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.Key...


  • Singapore Executive Access Full time

    Chief Compliance OfficerAt Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.Key...


  • Singapore MOBILE COMMUNITY TECH PTE. LTD. Full time

    Position OverviewThe Chief Compliance Officer will lead the compliance division, ensuring that MOBILE COMMUNITY TECH PTE. LTD. adheres to all applicable regulatory standards and internal protocols. This position entails the formulation of compliance strategies, executing audits, and delivering training sessions to personnel. Primary Responsibilities· Ensure...


  • Singapore Bitstamp Ltd. Full time

    Bitstamp is the original cryptocurrency exchange.  We started small in 2011, with just two laptops and big aspirations. Fast forward to today and we have grown to serve over 5 million clients across the globe, who benefit from our commitment to security, transparency and regulation. Whether it’s through our intuitive web and mobile apps or arsenal of...


  • Singapore Principle Partners Full time

    Job Title: Chief Compliance Officer, Hedge FundsAt Principle Partners, we are seeking a highly experienced and skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our hedge fund operations are in compliance with all relevant laws, regulations, and industry...


  • Singapore Principle Partners Full time

    Chief Compliance Officer, Hedge FundsAbout the Role:We are seeking a highly experienced Chief Compliance Officer to join our team at Principle Partners. As a key member of our organization, you will be responsible for developing and implementing a comprehensive compliance framework that ensures our firm remains in line with evolving regulatory requirements...


  • Singapore The Edge Partnership Full time

    Chief of Staff, IT OfficeThe Edge Partnership is seeking a highly experienced Chief of Staff to lead our IT Office. As a key member of our leadership team, you will be responsible for defining and implementing a strategic multi-year IT roadmap that aligns with our organization's long-term goals.Key Responsibilities:IT Strategy and Planning: Collaborate with...


  • Singapore Novo Recruitment Solutions Pte Ltd Full time

    Job Title: Chief Financial OfficerNovo Recruitment Solutions Pte Ltd is seeking a highly skilled and experienced Chief Financial Officer to join our team. As a key member of our executive management team, you will be responsible for providing strategic financial leadership and guidance to the organization.Key Responsibilities:Provide financial leadership and...


  • Singapore Kerry Consulting Pte Ltd Full time

    About Kerry Consulting Pte LtdKerry Consulting Pte Ltd is a premier payment technology company with clear growth plans and a strong presence in the fast-growing digital sector.Job SummaryWe are seeking a highly capable Chief Executive Officer to lead our dynamic team and drive business growth.Key ResponsibilitiesAs Chief Executive Officer, you will be...


  • Singapore Kerry Consulting Pte Ltd Full time

    Job Title: Chief Executive OfficerAbout the Role:We are seeking a highly capable Chief Executive Officer to lead our dynamic team in ensuring the business operates at a profit and meets its business goals. As a key member of our leadership team, you will be responsible for building robust technology and infrastructure platforms to achieve operating...


  • Singapore V GLOBAL (SINGAPORE) PTE. LTD. Full time

    Main ResponsibilitiesThe Chief Engineer is responsible for the safe and efficient operation of all machinery and electrical equipment onboard the vessel. This includes overseeing the maintenance and repair of machinery, supervising engineering officers and ratings, and adhering to company budgets and purchasing procedures.Key Tasks and...


  • Singapore Qontel Search Pte Ltd Full time

    Chief Financial OfficerWe are partnering with a renowned financial institution to recruit a Chief Financial Officer.Key Responsibilities:Manage all finance and treasury operationsOffer strategic advice on mergers and acquisition initiativesSustain investor relations and ensure compliance with partnershipsDrive the company's overall...

  • Chief Risk Officer

    3 weeks ago


    Singapore Kerry Consulting Pte Ltd Full time

    About Kerry Consulting Pte LtdKerry Consulting Pte Ltd is a premier consulting firm that provides expert advice to clients in the financial sector. We are committed to delivering high-quality services that meet the evolving needs of our clients.Job SummaryWe are seeking a highly skilled Chief Risk Officer to join our team. The successful candidate will be...

  • Chief Risk Officer

    1 month ago


    Singapore Executive Access Full time

    Chief Risk OfficerAt Executive Access, we are seeking a seasoned Chief Risk Officer to lead our risk management efforts. As a key member of our leadership team, you will be responsible for developing and implementing a comprehensive risk management framework that aligns with our company's strategic objectives.Key Responsibilities:Risk Management Framework:...

  • Chief Officer

    1 day ago


    Singapore PEARL MARINE LOGISTICS PTE. LTD. Full time

    Roles & Responsibilities· Bridge and Deck Operations:Conduct daily bridge and deck watchkeeping.Operate and maintain deckdepartment equipment and gears.Prepare and execute docking plans asrequired.· Safety and Compliance:Assist the Master in implementingand monitoring the SafetyManagement System (SMS).Ensure adherence to health, safety,and pollution...

  • Compliance Officer

    1 day ago


    Singapore GRANDTAG FINANCIAL CONSULTANCY (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...


  • Singapore TP ICAP Full time

    Job Title: Chief Operating OfficerWe are seeking a highly skilled and experienced Chief Operating Officer to join our team in Singapore. As a key member of our Global Broking leadership team, you will be responsible for driving business growth, improving operational efficiency, and ensuring regulatory compliance.Key Responsibilities:Develop and execute...


  • Singapore TP ICAP Full time

    Job Title: Chief Operating Officer - Global BrokingWe are seeking a highly skilled and experienced Chief Operating Officer to join our Global Broking team in Singapore. As a key member of our leadership team, you will be responsible for driving business growth, improving operational efficiency, and ensuring regulatory compliance.Key Responsibilities:Develop...


  • Singapore SGP HEALTHCARE INVESTMENTS PTE. LTD. Full time

    Roles & ResponsibilitiesAs Chief Operations Officer, you will oversee the Company's Singapore and China business operations, planning the Chinese strategy, hiring, and delegating authority to implement new policies and practices. Additionally, you will oversee specific departments in sales, marketing, or finance and drive the respective division's China...