Compliance Portfolio Manager
1 month ago
New Tone Consulting PTE. LTD. is seeking a seasoned Compliance Portfolio Manager to spearhead the implementation of our Client Lifecycle Management (CLM) initiative.
Job Description- Main Responsibilities:
- Support the FCC division in streamlining onboarding processes, ensuring compliance with AML/CFT and sanctions regulations, and enhancing client lifecycle management.
- Collaborate with cross-functional teams and stakeholders to refine processes and strengthen compliance expertise across various offices.
- Key Tasks:
- Review and enhance onboarding models/processes across locations.
- Align policies and procedures with key stakeholders (Front Office, Compliance, Technology, etc.).
- Strengthen staff understanding of FCC policies through training, assessments, and reviews.
- Develop a global roadmap and manage timelines for CLM implementation.
- Define and refine requirements/procedures based on the target operating model.
- Ensure timely and complete delivery of project scope, including roles, SLAs, and regulatory approvals.
- Provide progress updates to stakeholders and senior management.
- Assist with queries and support related to CLM project requirements.
- A degree with 7+ years of FCC experience.
- Strong knowledge of AML/CFT and sanctions regulations in private banking or wealth management.
- Critical thinker with strong analytical, project management, and stakeholder management skills.
- Understanding of governance, controls, and regulatory expectations.
- Collaborative team player with excellent communication skills and attention to detail.
- Familiarity with AML/CFT regulations in Singapore, Dubai, Hong Kong, and the UK is preferred.
- Professional certifications (e.g., ACAMS, ICA) are advantageous.
The estimated annual salary for this role is $120,000 - $180,000, commensurate with experience.
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