Compliance Portfolio Manager

1 month ago


Singapore NEW TONE CONSULTING PTE. LTD. Full time
Role Overview

New Tone Consulting PTE. LTD. is seeking a seasoned Compliance Portfolio Manager to spearhead the implementation of our Client Lifecycle Management (CLM) initiative.

Job Description
  • Main Responsibilities:
  • Support the FCC division in streamlining onboarding processes, ensuring compliance with AML/CFT and sanctions regulations, and enhancing client lifecycle management.
  • Collaborate with cross-functional teams and stakeholders to refine processes and strengthen compliance expertise across various offices.
  • Key Tasks:
  • Review and enhance onboarding models/processes across locations.
  • Align policies and procedures with key stakeholders (Front Office, Compliance, Technology, etc.).
  • Strengthen staff understanding of FCC policies through training, assessments, and reviews.
  • Develop a global roadmap and manage timelines for CLM implementation.
  • Define and refine requirements/procedures based on the target operating model.
  • Ensure timely and complete delivery of project scope, including roles, SLAs, and regulatory approvals.
  • Provide progress updates to stakeholders and senior management.
  • Assist with queries and support related to CLM project requirements.
Requirements
  • A degree with 7+ years of FCC experience.
  • Strong knowledge of AML/CFT and sanctions regulations in private banking or wealth management.
  • Critical thinker with strong analytical, project management, and stakeholder management skills.
  • Understanding of governance, controls, and regulatory expectations.
  • Collaborative team player with excellent communication skills and attention to detail.
  • Familiarity with AML/CFT regulations in Singapore, Dubai, Hong Kong, and the UK is preferred.
  • Professional certifications (e.g., ACAMS, ICA) are advantageous.
Salary Information

The estimated annual salary for this role is $120,000 - $180,000, commensurate with experience.


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