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Regulatory Compliance and Risk Management Professional
2 months ago
Key Responsibilities:
- Develop and implement effective risk management strategies to mitigate operational and financial risks.
- Ensure compliance with regulatory requirements, including the Financial Advisers Act and Insurance Act.
- Oversee audit and inspection follow-up actions, ensuring timely completion.
- Identify and implement improvements in governance, risk, and compliance within the division.
- Recognize and mitigate business and regulatory risks.
- Stay up-to-date on industry trends in compliance, risks, and emerging technologies.
- Proactively flag potential risks and share best practices for risk management.
Requirements:
- Bachelor's degree
- At least 10 years' experience in risk management and compliance, preferably in the insurance industry or financial services sector.
- Strong knowledge of insurance products and distribution models.
- Experience in managing relationships with regulatory bodies and external partners.
- Excellent analytical, problem-solving, and communication skills.
