Regulatory Compliance Specialist

7 days ago


Singapore BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full time
Job Description

Our client, a leading asset management company in Singapore, is seeking a highly skilled Compliance Officer to join their team.

About the Role

The successful candidate will be responsible for ensuring compliance with all relevant regulatory requirements, including those of the Monetary Authority of Singapore (MAS) and other international financial markets. This will involve monitoring and assessing the impact of regulatory changes, conducting investigations, and providing guidance and advice to business units.

You will also be responsible for reviewing marketing materials, conducting training on compliance and regulatory matters, and performing periodic coding analysis in the trading system to ensure rules and constraints are effective and up-to-date.

In addition, you will be required to handle internal and external audits and inspections, review Enterprise-risk assessment (ERM), and report status and findings to stakeholders.

About You

We are looking for a highly motivated and experienced individual with a strong background in compliance and risk management. You will have a Bachelor's degree in Law or a relevant qualification, and at least 5 years of experience in compliance roles within the asset management industry.

You should have excellent English language skills and written/verbal communication skills, as well as proficiency in Bloomberg, Excel, and other relevant software.

A strong knowledge of local regulatory requirements and latest developments is essential, as is the ability to work under stress and meet tight deadlines.

What We Offer

This is an exciting opportunity to join a dynamic team and contribute to the success of our client's business. In return, we offer a competitive salary range of SGD $80,000 - SGD $120,000 per annum, depending on experience, plus benefits and opportunities for professional growth and development.

The estimated salary range is based on market research and takes into account factors such as location, industry, and level of experience. It does not include any additional benefits or bonuses that may be offered.



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