
Compliance Expertise Opportunity
1 week ago
Job Title:
">- Regulatory Compliance Analyst
Overview
">Are you an experienced compliance professional with a passion for ensuring regulatory adherence and upholding ethical business practices? We are currently recruiting for a Regulatory Compliance Analyst with a leading Asset Manager.
">Responsibilities
">- Oversee and manage all compliance functions, including AML/KYC procedures, market conduct, internal controls, and regulatory reporting.
- Assist with MAS surveys and filings, license applications and tracking.
- Provide guidance to senior management and business units on compliance matters, ensuring a deep understanding of regulatory implications for various business activities.
- Monitor changes in relevant laws and regulations, and proactively adjust compliance policies and procedures accordingly.
- Lead compliance training programs to enhance staff understanding of compliance obligations and ethical standards.
Qualifications
">- Prior working experience in banks, asset management/investment management companies will be viewed favorably.
- In-depth knowledge of MAS, SFA, SFC and regulatory expectations for capital markets intermediaries.
- Strong analytical and problem-solving skills to navigate complex regulatory environments.
- Excellent communication and interpersonal abilities to effectively collaborate with internal teams and regulatory bodies.
Benefits
">- Competitive salary and benefits package.
- Opportunities for career advancement and professional growth.
How to Apply
">If you are a motivated and detail-oriented individual with a strong background in compliance, please submit your application.
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