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Leader in Regulatory Compliance Wanted
2 weeks ago
The role of Senior Compliance Manager is a critical component in ensuring that our company maintains its high standards of regulatory compliance.
- This position requires a seasoned professional with expertise in managing and enhancing compliance programs to ensure adherence to local regulations and internal policies.
Key Responsibilities:
- Serve as the primary point of contact with regulatory authorities, handling inquiries, reporting, and examinations.
- Maintain and enhance the compliance framework, policies, and procedures to ensure alignment with regulatory requirements.
- Conduct risk assessments and develop systems to track and monitor regulatory risks and compliance.
- Educate internal teams on regulatory requirements and empower them to build risk-based processes.
- Scrutinize and test compliance programs, providing constructive feedback and driving resolutions.
- Work with global product and operational teams to ensure consistent compliance practices.
- Advise on compliance-related matters for new products and initiatives.
Qualifications:
- Bachelor's degree in a related field (e.g., Law, Finance, Business)
- 5+ years of experience in a compliance role
- Candidates with start-up fintech experience and from a consultancy/audit background are ideal
- Fintech background and experience dealing with products is a must-have
- Capability to engage with senior stakeholders and communicate with confidence
- Ability to work independently and collaboratively in a fast-paced environment
- Experience in risk assessment, compliance monitoring, and regulatory reporting
What We Offer:
A dynamic work environment with opportunities for growth and development.
Competitive compensation and benefits package.