Senior Business Compliance Specialist

1 week ago

Singapore beBeeCompliance Full time $80,000 - $100,000
Job Summary

We are seeking a seasoned Senior Business Compliance professional to join our team. The ideal candidate will have extensive experience in client onboarding, document review, and risk classification.

Key Responsibilities:
  • Client Onboarding Expertise: Develop and maintain in-depth knowledge of client onboarding processes, ensuring timely and compliant onboarding of new clients in the front office.
  • Document Review Specialist: Assess and review onboarding documentation for completeness, accuracy, and compliance with regulations and internal policy standards.
  • KYC Assessment Professional: Identify and escalate any deficiencies or red flags in client Know Your Client (KYC), source of wealth, and background information.
  • Liaison with Relationship Managers: Collaborate with Relationship Managers to clarify submissions and obtain supporting documentation where required.
  • KYC Guidance Provider: Provide guidance to Relationship Managers on KYC requirements and support them in meeting submission standards.
  • Risk Classification Expert: Ensure proper risk classification based on client profile, source of wealth, and overall risk factors.
  • Cross-Functional Collaboration Leader: Coordinate with Financial Crime Compliance and other control functions where escalation or additional review is necessary.
  • Onboarding Turnaround Time Monitor: Monitor onboarding turnaround time and ensure cases are processed within Service Level Agreements (SLAs).
  • Internal Projects Supporter: Support internal projects related to onboarding process enhancements, checklist updates, and policy changes.
  • Audit Readiness Ensurer: Ensure proper documentation and record-keeping to support audit readiness and regulatory inspections.
Requirements:
  • Experience: Min. 4-5 years of client onboarding experience in Private Banking.

  • Senior Business Compliance Specialist

    3 days ago

    Singapore beBeeCompliance Full time

    Job Title:Senior Business Compliance SpecialistAbout the Role:We are seeking a highly skilled Senior Business Compliance Specialist to join our team. As a Senior Business Compliance Specialist, you will play a key role in ensuring timely and compliant onboarding of new clients.Key Responsibilities:Support the front office in ensuring timely and compliant...

  • Senior Compliance Specialist

    2 weeks ago

    Singapore Liberty Mutual Insurance Full time

    Senior Compliance Specialist (07-months contract)Join to apply for the Senior Compliance Specialist (07-months contract) role at Liberty Mutual InsuranceSenior Compliance Specialist (07-months contract)1 month ago Be among the first 25 applicantsJoin to apply for the Senior Compliance Specialist (07-months contract) role at Liberty Mutual InsuranceJob...

  • Senior Compliance Specialist

    2 days ago

    Singapore beBeeCompliance Full time $90,000 - $120,000

    Job Opportunity: Senior Compliance SpecialistWe are seeking an experienced Senior Compliance Officer to oversee complex legal and regulatory matters, driving strategic growth and operational excellence.

  • Compliance Specialist

    3 days ago

    Singapore beBeeCompliance Full time

    Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team.Key Responsibilities:Advise senior management and staff on compliance laws, rules, and standards, providing updates on industry developments.Provide coherent and consistent compliance advice, interpretation, and recommendations on regulations, policies, products, and...

  • Senior Tax Compliance Specialist

    1 week ago

    Singapore beBeeTax Full time

    Senior Tax Compliance SpecialistWe are seeking an experienced Senior Tax Compliance Specialist to lead our tax matters in Singapore and drive global tax compliance initiatives. The successful candidate will have strong knowledge of corporate tax and indirect taxes, with experience working with regulatory bodies.

  • Business Compliance Specialist

    3 days ago

    Singapore beBeecompliance Full time

    Business Compliance SpecialistWe are seeking a highly skilled Business Compliance Specialist to join our team. As Singapore's longest established financial institution, we are committed to delivering exceptional service and building long-lasting relationships with our customers.About the RoleThe Business Compliance Specialist will be responsible for ensuring...

  • Senior Regulatory Compliance Specialist

    4 days ago

    Singapore beBeeCompliance Full time

    Job Title: Senior Regulatory Compliance SpecialistDescription:We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.Key Responsibilities:Provide ongoing compliance advisory and support to...

  • Senior Specialist, Trade Compliance

    6 days ago

    Singapore Entegris Full time

    Job Title: Senior Specialist, Trade Compliance Job Description: - Job Title: Senior Specialist, Trade Compliance Job Summary Key Responsibilities- Ensure daily import and export operations or activities are executed in compliance with all applicable laws and regulations and requirements (especially the US, Japan and Singapore export control...

  • Senior Regulatory Compliance Specialist

    4 days ago

    Singapore beBeeCompliance Full time

    About usWe are seeking a Senior Regulatory Compliance Specialist to join our dynamic team and play a key role in maintaining our high standards of regulatory compliance.The Role:As a Senior Regulatory Compliance Specialist, you will be responsible for managing and enhancing the compliance program, ensuring adherence to local regulations and internal...

  • Senior Business Compliance Professional

    3 days ago

    Singapore beBeeCompliance Full time

    Business Compliance SpecialistThe Business Compliance Specialist is responsible for ensuring that the organization adheres to regulatory requirements and internal policies. Strong analytical skills, attention to detail, and knowledge of industry regulations are essential for success in this role.Key Responsibilities: