Banking Compliance Review Specialist

Job SummaryWe are seeking a highly skilled Compliance Review Specialist to conduct thorough reviews for Private Banking and High-Net-Worth Individual clients, ensuring compliance with regulatory requirements.Conduct holistic reviews of client profiles to ensure accurate and up-to-date informationPerform detailed risk assessments and identify areas for...

Compliance Specialist - Client Review (Manager / AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

Job Title: Review and Compliance SpecialistJob Description:The role of the Review and Compliance Specialist involves administering and conducting assessments under the Fit & Proper framework and the Replacement of Policy framework. This includes managing Reference Checks, Surveys, and Span of Control (SOC) processes.Key responsibilities include:Conducting...

Job SummaryWe are seeking a highly skilled Global Compliance Review Specialist to join our team. This is an exciting opportunity for a detail-oriented and analytical professional to make a meaningful impact in the field of compliance.About the RoleThis position involves conducting thorough reviews of clients to ensure adherence to regulatory requirements.The...

Bank of Singapore SingaporePosted 3 hours ago Permanent Competitive - Compliance Specialist - Client Review (Manager) - At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them...

Are you passionate about Compliance and Control Management? You aim to play a pivotal role in safeguarding our ICT operations and ensuring compliance and control with regulatory standards? Then you are the person we are looking for Banking Circle is a fintech and fun all in one. We are on a journey to become payment pioneers. Every day up to 2 million...

Execute trade surveillance program to monitor trading activities for equities/derivatives in Singapore and foreign markets for signs of market abuse, manipulation, insider trading, and other misconduct. Conduct daily reviews of trade surveillance alerts generated by surveillance systems, investigate anomalies, document findings, and escalate potential...

Job Title: Senior Banking Compliance SpecialistJob Description:This role requires a skilled professional to conduct on-boarding, event-driven, and periodic reviews of corporate and institutional clients.Conduct thorough reviews of client documentation to assess risk and ensure compliance with regulatory requirements.Evaluate potential risks, including PEP...

Key Account Review SpecialistThe Document Review Remediation Specialist will support the business in preparing documents for periodic review, performing due diligence checks, and corroboration of information submitted by clients.Responsibilities:Prepare documents for periodic reviewPerform due diligence checks, including client outreach and corroboration of...

Execute trade surveillance program to monitor trading activities for equities/derivatives in Singapore and foreign markets for signs of market abuse, manipulation, insider trading, and other misconduct. Conduct daily reviews of trade surveillance alerts generated by surveillance systems, investigate anomalies, document findings, and escalate potential...