Review Compliance Officer

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The Periodic Review Compliance (PR CO) is responsible for Compliance Singapore’s review and approval of all existing...

Job DescriptionWe are seeking a detail-oriented and motivated Compliance Review Specialist to join our team.This role will be responsible for assisting in statutory audits, financial reviews, and compliance engagements for a diverse portfolio of clients.Key Responsibilities:Audit ExecutionAssist in planning, executing, and finalizing audit engagements under...

As Trust Compliance Officer or Trust Review Executive, you will be reporting to the Head of Group Compliance and Managing Director. You will be primarily assisting in periodic review of trust structures administered by trust companies in various jurisdictions. **Responsibilities**: - To act as an effective member of the Trust Compliance or Review Team, and...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

Job SummaryWe are seeking a highly skilled Compliance Review Specialist to conduct thorough reviews for Private Banking and High-Net-Worth Individual clients, ensuring compliance with regulatory requirements.Conduct holistic reviews of client profiles to ensure accurate and up-to-date informationPerform detailed risk assessments and identify areas for...

Job Title: Review and Compliance SpecialistJob Description:The role of the Review and Compliance Specialist involves administering and conducting assessments under the Fit & Proper framework and the Replacement of Policy framework. This includes managing Reference Checks, Surveys, and Span of Control (SOC) processes.Key responsibilities include:Conducting...

Compliance ReviewerConduct thorough due diligence and Know Your Client (KYC) reviews on customer accounts and documentation. Identify, assess, and mitigate potential risks associated with financial transactions.Work closely with outreach and relationship management teams to obtain missing information and resolve discrepancies.Highlight suspicious product...

Job Title:Senior Compliance SpecialistJob Description:We are seeking an experienced professional to ensure the organization's adherence to regulatory requirements and industry standards.Main Responsibilities:Perform thorough Know Your Customer (KYC) and Anti-Money Laundering (AML) reviews to guarantee compliance with regulations.Verify client information,...

Business analysts seek a diligent and detail-oriented individual to join their team as a KYC Analyst. This role requires thorough knowledge of corporate, financial institution, and wealth customers.The key responsibilities of this position include conducting periodic reviews of customer information, coordinating with relationship managers and compliance...