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Compliance Officer

1 week ago

Singapore Phillip Securities Pte Ltd Full time
About Us

We are seeking a Compliance Officer to join our team in Phillip Securities Pte Ltd. As a Compliance Officer, you will be responsible for processing account applications, conducting customer due diligence (CDD), and ensuring compliance with regulatory requirements.

This role involves handling onboarding procedures, KYC (Know Your Customer) checks, and maintaining accurate client records. Some of the key responsibilities include:

  • Performing CDD and KYC checks for onboarding clients, ensuring compliance with AML/CFT regulations;
  • Acknowledging receipt of documents and completing review processes within agreed-upon timelines;
  • Updating client information in accordance with applicable laws and regulations;
  • Maintaining confidentiality and adhering to company policies and procedures.

The ideal candidate should have a Diploma/Degree in Business, Finance, or a related field. Prior experience in account processing, onboarding, or compliance within financial services is an advantage. Strong attention to detail and accuracy in data processing are required. Excellent communication and interpersonal skills are also necessary. Proficiency in administrative tasks and computer systems is a must. Ability to work in a fast-paced, deadline-driven environment is essential. Familiarity with MAS Notices and AML/CFT guidelines is a plus.