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Compliance Expert

2 months ago

Singapur, Singapore Capital Group Full time

About the Role

As a Compliance Lead at Capital Group, you will serve as a subject matter expert, providing direction and leadership to your team. You will support the needs of internal departments and external entities, including the completion of regulatory business filings. You will answer questions, train, inform, and provide recommendations for Capital Group's policies and procedures.

Key Responsibilities

  • You will consult with management teams to develop effective supervisory controls and focus on strategic needs to understand where the business is moving and help anticipate risks associated with those changes.
  • You will have 8+ years of compliance experience within financial services, or a legal background, with a great level of anticipation and thorough training in interpreting regulations and policies.
  • You will use sound judgment, analytical skills, and deep, relevant experience to interpret evidence and make decisions.
  • You will be well-versed in navigating ambiguity, acting confidently without knowing all the details, and planning for various scenarios with alternative solutions.
  • You will synthesize obscure information into simplified points that tell a cohesive story, using process and reason to tackle your workload.
  • You will ask great questions, bounce ideas off others, and share your perspective with conviction, creating and maintaining meaningful relationships.
  • You will fine-tune your communication style to influence a variety of personalities and appreciate the importance of mindful communication in an inclusive environment.