Senior Manager, Financial Advisory Compliance

6 days ago

Singapore beBeeRegulatory Full time $90,000 - $120,000
Job Title: Senior Manager, Financial Advisory Compliance

We are seeking an experienced and skilled Senior Manager to lead our Financial Advisory Compliance team.

About the Role

This is a critical role that requires a strong understanding of financial advisory regulations, risk management, and compliance. The successful candidate will be responsible for overseeing regulatory reporting requirements, preparing reports, and providing guidance to Financial Advisory (FA) firms.

The ideal candidate will have excellent communication and writing skills, with the ability to present complex information to diverse stakeholders. They will also possess strong analytical and problem-solving skills, with the ability to work independently and as part of a team.

Key Responsibilities
  • Oversight on ensuring regulatory reporting requirements.
  • Preparing reports and reporting on FA regulatory compliance matters to Income and FA Executive Committees and the Boards.
  • Assist with review of FA firms' Compliance Risk Assessments and Controls Testing.
  • Assist in providing regulatory advice or guidance to FA firms.
  • Assume the role of a Data Protection Officer for FA firms.
Required Skills and Qualifications
  • Minimum of 8 years of relevant experience in Risk, Compliance, or both.
  • Familiarity with and good understanding of MAS insurance and financial advisory regulations, notices and guidelines.
  • Strong communication and writing skills, able to present to and effectively engage with diverse stakeholders.
  • Excellent report writing and presentation skills.
  • Team player with good interpersonal skills, able to work independently as well.
  • Independent and can work with minimal supervision.
  • Good strategic and critical thinking.
  • Adaptable and motivated to drive changes that lead to improved efficiency and outcomes.
Benefits

As a Senior Manager at our organization, you will have the opportunity to work on challenging projects, develop your skills and expertise, and contribute to the growth and success of our company.

Others

We offer a dynamic and supportive work environment, with opportunities for professional development and growth. If you are a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.

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