Strategic Compliance Professional

4 days ago

Singapore beBeeCompliance Full time $90,000 - $120,000
Senior Manager/Assistant Vice President - Company Secretary Compliance

Our client is a prominent organization operating in the financial services industry, particularly within the investment and asset management sector. They emphasize compliance and governance, offering a structured and professional working environment.

Key Responsibilities:
  • Ensure compliance with relevant laws, regulations, and internal policies within investment/asset management operations.
  • Provide guidance on corporate governance practices.
  • Draft and maintain compliance-related policies and procedures.
  • Oversight of regulatory filings and interaction with regulatory authorities.
  • Monitor compliance risks, conduct training sessions, and support the legal department in compliance-related matters and audits.

As a Senior Manager/Assistant Vice President - Company Secretary Compliance, you will be responsible for ensuring that our client's investments are made in accordance with all applicable laws and regulations. You will work closely with the legal team to ensure that all transactions are properly documented and that our client complies with all relevant rules and regulations.

Requirements:
  • A professional qualification in Company Secretaryship (CS) or a related field.
  • At least 7 years of experience in the financial services industry, preferably within investment and asset management.
  • Strong knowledge of compliance frameworks in the financial services industry.
  • Deep understanding of corporate governance and regulatory requirements.
  • Excellent analytical and problem-solving skills.
  • Ability to collaborate effectively with internal and external stakeholders.

The ideal candidate should have a strong background in compliance and governance, with excellent analytical and problem-solving skills. You should be able to communicate effectively with both internal and external stakeholders, and possess a deep understanding of corporate governance and regulatory requirements.

Benefits:
  • Structured and professional work culture.
  • Growth opportunities.
  • Exposure to complex compliance challenges in the financial services industry.

This role offers a unique opportunity to join a leading organization in the financial services industry and contribute to their growth and success. As a Senior Manager/Assistant Vice President - Company Secretary Compliance, you will be part of a talented team that is passionate about delivering exceptional results and making a positive impact in the industry.

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