Banking Compliance Officer

Private Chinese Bank located at Raffles Place. Five days working week, family friendly working environement and attractive benefits. - Assist in the review of customer due diligence performed by business units; - Support the work in AML name/transactional screening and assessment of screening alerts; - Assist in implementing post-transaction monitoring...

**Foreign Bank - KYC Compliance Officer** **Permanent - Tanjong Pagar** **Up to $6000** **Responsibilities**: - Reviewing documentations and information received from front office for new clients and periodic and triggering review of existing client - Provide KYC/CDD, FATCA and CRS matters to front office colleagues - Ensure efficient monitoring of...

Corporate Banking Compliance, AML Compliance Officer Get AI-powered advice on this job and more exclusive features. Who We Are As Singapore's longest established

To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices. - Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas: - reviewing existing policies...

Corporate Banking Compliance, AML Compliance Officer Get AI-powered advice on this job and more exclusive features. Who We Are As Singapore’s longest established

Execute trade surveillance program to monitor trading activities for equities/derivatives in Singapore and foreign markets for signs of market abuse, manipulation, insider trading, and other misconduct. Conduct daily reviews of trade surveillance alerts generated by surveillance systems, investigate anomalies, document findings, and escalate potential...

**Job Purpose** Compliance - To assist Head of Compliance to manage a robust Compliance function in line with the Group Compliance Policy which provides assurance to the Board and senior management. - Support Group Compliance and Unit Branch in collaborating with relevant businesses (predominantly corporate and institutional) on Compliance and financial...

**Responsibilities**: - Co-ordinate with Head Office and APAC offices on AML and compliance matters and policies, including compliance with Japanese laws and regulations - Providing advice on and considering implementation issues for regional offices relating to changes to Head Office policies especially in AML; co-ordinating with head office on the changes...

Monitor Bank compliance in accordance to regulatory requirements - Regulate and execute AML&CFT policy - Perform due diligence check for clients - Conduct investigation on suspicious transactions/alerts - Prepare and review AML/CFT reports - Assist in in-house AML/CFT training - Communicate with internal and external counterparties including senior...

**1. Job Purpose**: The Senior Relationship Manager is responsible to originate corporate relationship (in-bound and out-bound), structure and execute transactions in coordination with product groups, network and support functions (compliance, legal, middle and back offices). In line with the bank’s corporate network model, the SRM’s main thrust is to...