Analyst/avp, Corporate Compliance

1 week ago

Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices.
- Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas:

- reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank's compliance manual up-to-date, follow up on implementation and other compliance related duties assigned by Team Head
- monitoring and supervising the compliance framework of assigned APAC offices
- Keep up to date with international developments in compliance as well as changes to HO policies and recommend and monitor changes to each APAC office’s policies
- Provide advice on compliance matters and requirements (other than legal matters)
- Review of presentation materials and matters relating to compliance with SFA/FAA and Banking Act compliance
- On the job training of new joiners and assisting in compliance training for employees

2. Any other matters assigned by Team or Dept Head

**Requirements**:

- Degree or equivalent, degree in law is a plus but not essential
- Good working knowledge of regulatory requirements and recent developments in banking/FI
- Good working knowledge of SFA/FAA and regulatory policies/requirements
- Meticulous, with good analytical and problem solving skills
- Hands on, practical and with a balanced mindset
- Able to work under pressure

  • Corporate Finance, Analyst

    2 weeks ago

    Singapore Target Partners Executive Search Full time

    Our Client is a fast growing Corporate Finance house. They are seeking to hire a highly driven individual to join their Corporate Finance unit at the Senior Analyst / Associate / AVP level. - Execute corporate finance transactions, including primary and secondary fund-raising, corporate advisory and mergers and acquisitions - Support the seniors in...

  • Credit Analyst, Avp, Corporate Banking

    5 days ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-19552 **Contact** Joel Foo- **Posted** about 2 hours ago - Exciting opportunity to join a full bank in Singapore - Assistant Manager/AVP level covering Japanese/Korean corporates. - 4 to 6 years of experience. This exciting role is with a full...

  • Credit Analyst, Avp, Corporate Banking

    2 weeks ago

    Singapore Ethos BeathChapman Full time $90,000 - $120,000 per year

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-19552 **Contact** Joel Foo- **Posted** about 2 hours ago - Exciting opportunity to join a full bank in Singapore - Assistant Manager/AVP level covering Japanese/Korean corporates. - 4 to 6 years of experience. This exciting role is with a...

  • Credit Analyst, Am/avp, Corporate Banking

    1 week ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-178044 **Contact** Joel Foo- **Posted** 3 minutes ago - Exciting opportunity to join a full bank in Singapore - Assistant Manager/AVP level covering Japanese/Korean corporates. - 4 to 6 years of experience. This exciting role is with a...

  • AVP, Corporate Tax

    4 weeks ago

    Singapore Ethos BeathChapman Full time

    AVP, Corporate Tax - Banking/Financial Services (6 months contract)Ethos BeathChapman Singapore Apply now Posted 1 day ago Permanent Competitive Salary AVP, Corporate Tax - Banking/Financial Services (6 months contract)Ethos BeathChapman Singapore Apply nowLeading Banking organisationBroad exposureLearning opportunityA banking client is seeking a AVP,...

  • Global Markets Business Analyst

    4 days ago

    Singapore OCBC Full time

    Join to apply for the Global Markets Business Analyst - AVP role at OCBC Join to apply for the Global Markets Business Analyst - AVP role at OCBC Get AI-powered advice on this job and more exclusive features. Who We Are As Singapore’s longest established

  • Business Compliance

    4 days ago

    Singapore OCBC Full time

    Join to apply for the Business Compliance - AVP role at OCBC Continue with Google Continue with Google Join to apply for the Business Compliance - AVP role at OCBC WHO WE ARE: WHO WE ARE: As Singapore’s longest established

  • AVP, Lead Analyst, Wholesale Credit Risk Modelling

    4 days ago

    Singapore OCBC Full time

    AVP, Lead Analyst, Wholesale Credit Risk Modelling Join to apply for the AVP, Lead Analyst, Wholesale Credit Risk Modelling role at OCBC AVP, Lead Analyst, Wholesale Credit Risk Modelling 1 day ago Be among the first 25 applicants Join to apply for the AVP, Lead Analyst, Wholesale Credit Risk Modelling role at OCBC Get AI-powered advice on this job and more...

  • Associate/AVP, Forensic Analyst

    1 week ago

    Singapore GIC Full time

    Associate/AVP, Forensic Analyst (Public Equities) Join to apply for the Associate/AVP, Forensic Analyst (Public Equities) role at GIC Associate/AVP, Forensic Analyst (Public Equities) 2 days ago Be among the first 25 applicants Join to apply for the Associate/AVP, Forensic Analyst (Public Equities) role at GIC Get AI-powered advice on this job and more...

  • Avp, Group Regulatory Compliance

    1 week ago

    Singapore OCBC Bank Full time

    **AVP, Group Regulatory Compliance (Corporate Functions)** **-** **(**240001EE**)** **Why Join** - For the opportunity to engage and work with core corporate functions of the bank comprising finance, secretariat, human resources and other support functions and others assigned in respect of regulatory compliance matters, and to provide FATCA/CRS advisory...