Chief Compliance Officer

7 days ago


Singapore beBeeMarketConduct Full time
The role of Market Conduct Investigator involves conducting investigations into complaints or allegations of serious misconduct in a fair, independent and prompt manner.Investigations are carried out in accordance with internal policies and procedures, and involve assessing the appropriateness of prescribed sanctions for breaches of sales conduct by distribution channels.The successful candidate will be expected to provide sound assessments and recommendations on new candidates with adverse findings/issues and existing representatives that are placed on enhanced due diligence monitoring.Key Responsibilities:
  • Investigate complaints or allegations of serious misconduct
  • Assess and recommend appropriate actions for breaches of sales conduct
  • Provide support and advice to business on matters relating to ongoing due diligence of existing representatives
Required Skills and Qualifications:
  • A strong analytical and problem-solving mindset
  • Excellent communication and interpersonal skills
  • A minimum of 3-5 years of experience in a compliance role in a financial institution or similar institution
  • Prior experience in investigation into customers' complaint and dealing with Distribution functions is preferred
Benefits:We offer a competitive salary package, as well as opportunities for professional growth and development.We Are an Equal Opportunities Employer:We welcome applications from diverse backgrounds and perspectives, and are committed to creating an inclusive work environment where all employees feel valued and supported.

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