Global Compliance Specialist

3 days ago


Singapore GMP TECHNOLOGIES (S) PTE LTD Full time

About Us: GMP Technologies (S) Pte Ltd is a leading provider of cutting-edge solutions for the financial industry.

Job Summary: We are seeking an experienced Global Compliance Specialist to join our team in Singapore. The successful candidate will be responsible for ensuring compliance with regulatory requirements in Securities and Private Banking.

Key Responsibilities:

  • Review account openings for individual and entity clients, conducting thorough due diligence reviews and ensuring compliance with procedural standards.
  • Perform periodic Customer Due Diligence (CDD) reviews, Enhanced Customer Due Diligence (ECDD), and screenings, including Sanctions, Politically Exposed Person (PEP), and adverse media/negative news screening.
  • Conduct background screenings of counterparties and employees, advising and coordinating with front office on CDD requirements to identify gaps in documentation.
  • Assist in maintaining databases for annual Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) reporting, as well as continuous review and improvement of the onboarding workflow and process.
  • Responsible for Operations Account Management systems' projects, enhancements, and automation, preparing Letters of Offer and Closure.

Requirements:

  • Bachelor's degree in Banking/Finance/Business Management, along with certification in ACAMS or ICA.
  • 3 years of working experience in Securities/Private Banking firms.
  • 3-5 years of experience in Corporate CDD/AML, preferably with relevant experience in reviewing complex trust structures and fund investments.

Salary Range: SGD $60,000 - $80,000 per annum, depending on experience.

What We Offer: Competitive salary, opportunities for professional growth, and a dynamic work environment.



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