Senior Compliance Officer

About this role:We are seeking a skilled Senior Compliance Officer to join our team at Barings, a global investment management firm. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in alignment with relevant laws, regulations, and industry standards.Responsibilities:Coordinate compliance work...

About the Role:We are seeking a highly skilled and experienced Senior Compliance Officer to join our team at Deutsche Bank. As a key member of our AML team, you will be responsible for ensuring that our client onboarding processes are in line with regulatory standards.Key Responsibilities:Lead a team of client onboarding specialists to ensure that all client...

AVP/VP KYC Compliance RoleEmpower Partners Search is seeking a seasoned professional to join our client's KYC team as an AVP/VP Compliance Officer. This senior role offers the opportunity to contribute to a growing organization and play a key part in shaping its compliance function.Key Responsibilities:Governance: Conduct thorough due diligence on high-risk...

Compliance Role Overview BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the company's compliance with local regulatory requirements and global standards. Key Responsibilities * Ensure the company's operations are in conformity with all applicable laws...

Job ResponsibilitiesDevelop and promote the reputation and standing of the Compliance function within the Danos Group.Ensure the delivery of high-quality compliance services, including advisory, training, monitoring, and financial crime.Job RequirementsMinimum 10 years of experience in legal or compliance within a financial services organisation.Effective...

Regulatory and Compliance Senior Officer Company: Green LaneLocation: SingaporePosted: 3 days agoJob Type: In-Office JobEmployment Type: PermanentSalary: S$8k - S$15k Our client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team. Main Tasks and Duties: Conduct the implementation of the...

Our client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team. Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities’ routine queries and coordinate completion of surveys and other requests for information. Develop and...

Job Title : Compliance OfficerLocation : 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type : Full-Time About Us Margin Wheeler is one of Singapore’s most trusted and best-reviewed Corporate Service Providers, offering a comprehensive suite of corporate solutions, including incorporation, compliance, accounting, and corporate...

Roles & ResponsibilitiesThis is an exciting opportunity for an experienced Compliance Officer to join an award winning fintech organisation to help build a world class AML/CFT program that would support our growth plans in the APAC region. We are looking for an individual with a solid understanding of e-commerce, processing, acquiring business and risks...

Job SummaryOur client, RANDSTAD PTE. LIMITED, is seeking a highly qualified Senior Legal and Compliance Officer to join their team. The successful candidate will provide expert advice on legal and regulatory matters, ensuring the organization's compliance with relevant laws and regulations.Key ResponsibilitiesProvide sound legal advice on all matters...

Chief Compliance OfficerAt Executive Access, we are seeking a seasoned Chief Compliance Officer to lead our global compliance program. As a key member of our team, you will be responsible for ensuring that our firm operates in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement a comprehensive compliance program that...

Job Title: Senior Compliance Officer, VP, Private BankingWe are seeking a highly skilled Senior Compliance Officer to join our Private Banking team. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Key Responsibilities:Perform enhanced due diligence...

Job Title: Chief Compliance OfficerAt Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations.Key...

Responsibilities Developing and implementing the policies and procedures that relate to Business, Risk management, AML, and regulatory Compliance. Develop effective compliance strategy and implement compliance framework tailored to global and local regulatory considerations. Overall management and oversight of the compliance and Risk program. Keep abreast...

About the RoleRANDSTAD PTE. LIMITED is seeking a highly experienced Financial Crime Compliance professional to join their team as a Senior Financial Crime Compliance Officer.Key ResponsibilitiesDevelop and implement effective AML programs that align with regulatory requirements and industry best practices.Provide AML/CFT/Sanctions advisory to the business...

Regulatory Compliance Senior Specialist – Senior AVP/VP TENTEN PARTNERS PTE. LTD.SingaporePosted 3 days agoIn-Office JobPermanentS$120k - S$170k We are looking for a Regulatory Compliance Senior Specialist to join a growing digital bank. The candidate will be working in a dynamic team of compliance professionals covering regional advisory....

Key ResponsibilitiesAs a Compliance Manager at Danos Group, you will provide expert guidance on regulatory matters, ensuring our new initiatives and product launches meet all necessary requirements. You will also be responsible for monitoring trade surveillance systems, reviewing alerts for unusual trading activities, and escalating incidents to senior...

Key ResponsibilitiesProvide advisory on regulatory matters to ensure compliance with industry standards.Monitor and review alerts for unusual trading activities, escalating incidents to senior management as needed.Manage inspections and queries from regulatory bodies and exchanges.Requirements5 years of experience in compliance or legal work in a Financial...

Key Responsibilities:Provide advisory on regulatory matters involving new initiatives and product launches, ensuring compliance with regulatory requirements.Monitor alerts arising from trade surveillance systems, review alerts for unusual trading activities, and escalate incidents to senior management.Manage inspections and queries from regulators and...

Job SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...