Compliance Manager

6 days ago


Singapore Talentvis Singapore Pte. Ltd. Full time
Compliance Manager Role Overview

We are seeking a seasoned Compliance Manager to drive business growth by leveraging their expertise in regulatory compliance. This role requires a proactive professional who can lead a small team and ensure that all regulatory requirements are met.

Key Responsibilities:
  • Lead comprehensive AML/KYC due diligence checks and oversee all compliance activities in line with Capital Market Service (CMS) license requirements.
  • Develop and sustain a robust compliance framework, ensuring effective controls and procedures are in place.
  • Regularly review and enhance compliance manuals, policies, and procedures, including the Enterprise Wide Risk Assessment (EWRA).
  • Stay ahead of regulatory trends and developments, advising business units on potential impacts and necessary adjustments.
  • Provide expert regulatory and compliance advisory support to various business units, ensuring compliance with marketing requirements in multiple jurisdictions.
  • Conduct and organize staff compliance training programs to maintain a high level of awareness and understanding across the organization.
  • Take charge of or contribute to ad-hoc projects as required.
Candidate Profile:
  • A graduate with a university degree, preferably in law, finance, or a related discipline.
  • At least 6 to 10 years of relevant experience in compliance, particularly within fund management, investment management, or a Capital Market Service licensed entity.
  • In-depth knowledge of key regulations, including the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, and AML/CFT regulations.
  • Strong analytical skills, with the ability to assess complex data and situations, identify risks, and make informed decisions.
  • Meticulous and detail-oriented, with a proactive approach to problem-solving and a commitment to delivering high-quality results.
  • A collaborative team player who is self-motivated and capable of leading a small team.
  • Proficient in English with strong communication and writing skills; Mandarin proficiency is essential due to the significant exposure to Chinese clients.

This is an exciting opportunity to play a key role in a growing international firm where your compliance expertise will directly contribute to business success. If you are hands-on, business-savvy, and ready to lead, we want to hear from you.


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