Compliance Manager
2 months ago
We are seeking a highly skilled Compliance Manager to join our team at Bank of Singapore. As a key member of our Regulatory Compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws and regulations.
Key Responsibilities- Provide timely and quality advice to business, risk, and infrastructure units on compliance, regulatory, and policy matters.
- Interpret and analyze new or revised regulatory requirements, and provide advice and guidance to responsible parties for timely and effective implementation of policies and procedures.
- Formulate and update Compliance head office policies and procedures to ensure they are in-line with regulatory requirements and mitigate compliance risks.
- Work with external counsels to draft/review cross-border marketing guidelines and support Business in their implementation of processes/controls to comply with the guidelines.
- Assess incidents to determine whether they are regulatory breaches and/or involve staff misconduct, and handle reporting of regulatory breaches and/or misconduct to MAS.
- Assist in undertaking management action plans to close Compliance-related audit points by regulator, internal audit, and external audit.
- Coordinate with internal stakeholders to address and respond to regulatory inquiries on a timely basis.
- Minimum 8 years of relevant experience, preferably in private banking compliance; or with MAS or audit firms.
- Good understanding of the regulatory framework for private banking/wealth management business, including but not limited to Banking Act, Securities and Futures Act, Financial Advisers Act, and Private Banking Code of Conduct.
- Excellent interpersonal skills and the ability to work collaboratively in a team-oriented environment.
- Exceptional written and oral communication skills, with ability to communicate complex ideas effectively.
- Strong analytical and problem-solving skills; able to quickly identify issues, exercise sound judgment, and manage execution under pressure.
- Attentive to details and capable of multi-tasking in a fast-paced environment; able to meet tight timelines and work independently.
- Degree holder from a reputable university, preferably with outstanding academic record.
- Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.
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