Senior Risk and Compliance Officer

Job SummaryThe Senior Compliance Risk Officer will be responsible for overseeing communication with external and internal audit in collaboration with respective departments. This includes providing guidance to staff on managing requests from auditors, planning for mitigation controls, and tracking implementation to closure for reporting to management....

You will be an integral member of our Compliance Team at The Edge Partnership, supporting our front office team. To succeed in this role, you will provide proactive guidance and challenge the business in regulatory developments, new product development, and changes to existing products. You will also be responsible for providing guidance on live queries...

Roles & ResponsibilitiesPosition: Risk and Compliance ExecutiveDuration: Immediate - Feb 2025Salary: $1900 - $2700 (depending on experience)Time: Monday to Friday, 9am to 6pmJob Responsibilities: Review and analyze customer profiles for AML/CFT/Sanctions risks. Identify and mitigate money laundering (ML) and terrorist financing (TF) risks. Recommend and...

Shape Your Career with CitiCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our...

Roles & ResponsibilitiesMaternity Cover until Mid Feb 2025Asia Square TowerSalary: 7.5K to 9K (Negotiable)A compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk...

Job Title: Senior Compliance and Risk OfficerAbout the Role:This role is responsible for ensuring timely tracking and monitoring of outstanding documents and loan/financing status, cancellation/release/rework cases and covenant cases. You will also handle daily reconciliation of Sundry Creditors GL in accordance with set SLA/TAT, and update related Registers...

About this role:We are seeking a skilled Senior Compliance Officer to join our team at Barings, a global investment management firm. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in alignment with relevant laws, regulations, and industry standards.Responsibilities:Coordinate compliance work...

Citi is a global bank that provides a wide range of financial services to its clients. We are currently looking for a highly skilled professional to join our team as a Risk and Compliance Officer in Singapore. As a member of our team, you will be responsible for performing independent Client Onboarding KYC due diligence functions of new and existing clients...

Job Title: Senior Compliance OfficerWe are seeking a highly motivated and experienced Senior Compliance Officer to join our team at Woori Bank. In this role, you will play a critical part in ensuring the bank's compliance with banking regulations and guidelines.About the RoleAdhere to Banking Acts, MAS regulations, Bank’s Internal policies and...

About the RoleWe are seeking a seasoned Compliance professional to join our team as a Compliance Risk Manager. This role will be responsible for providing expert advice and support on compliance matters to stakeholders across local and regional jurisdictions, ensuring regulatory adherence and best practices.ResponsibilitiesProvide technical expertise on...

Senior Manager - Risk & Regulatory Compliance Full-time Sia Partners is a next-generation management consulting firm offering a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. With 3,000 consultants in 20 countries and a projected USD 500 million in turnover for this fiscal year, we...

Risk & Compliance Associate Gough Recruitment, SingaporePosted: 2 days ago | Type: In-Office Job | Employment: Permanent | Salary: S$4k - S$5k European top multinational company is looking for a Risk & Compliance Associate (Senior) to join their Singapore team. Responsibilities Ensure timely compliance with all company policies and procedures. Foster...

Senior/Distribution Compliance Surveillance Officer (6 months extendable/convertible) Mon-Fri: 9am-6pm Job Purpose: The person will conduct agency reviews and trend analysis to identify potential gaps and areas for improvement, and implement enhanced framework for the distribution reps so that they can conduct proper sales advisory processes for their...

We are seeking a highly skilled Regulatory and Compliance Senior Officer to join our client's team in QFB. The successful candidate will be responsible for implementing the branch compliance plan, responding to regulatory authorities' queries, conducting periodic compliance reviews, and investigating breaches and customer complaints.Main Tasks and...

About the RoleWe are seeking a highly skilled Senior Compliance Risk Specialist to join our EmB Business Compliance Team at OCBC. This is a 6-month contract opportunity that will challenge you to develop your potential and contribute to shaping our compliance culture.Job DescriptionThe successful candidate will be responsible for reviewing and carrying out...

Senior Manager - Risk & Regulatory ComplianceFull-time Sia Partners is a next-generation management consulting firm offering a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. With 3,000 consultants in 20 countries and a projected USD 500 million in turnover for this fiscal year, we have...

Citi, a global bank with a rich history of innovation and growth, is seeking an experienced Compliance Risk Officer to join its Wealth Advisory team in Singapore. As a Compliance Risk Officer, you will play a critical role in ensuring the integrity and security of Citi's wealth management services.Job DescriptionThe Compliance Risk Officer will be...

Reporting to the CEO, the Compliance and Risk Manager supports DPH in the areas of corporate governance, Governing Council and its Executive Committee, enterprise risk and strategic planning including business continuity. Responsiblities 1. Secretariat to the Audit, Risk and Governance Committee (ARGC) in order to operate processes for governance and...

Key ResponsibilitiesTo handle and ensure timely tracking and monitoring of outstanding documents and loan/financing status, cancellation/release/rework cases and covenant cases.Tracking and MonitoringEnsure timely reconciliation of Sundry Creditors GL in accordance with the set SLA/TAT.Update related Registers timely and accurately.Reporting and...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. AtCiti , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...