Financial Controls Professional

5 days ago


Singapore Barclays UK Full time

Role Overview:

The Regulatory Reporting and Controls VP will play a key part in APAC Operations, ensuring the adherence of regulations, completeness, accuracy, and timeliness of regulatory reporting. This includes working with Compliance to respond to regulator enquiries, exams, surveys, and issue management, representing Barclays at industry forums, working groups, and staying on top of regulatory developments.

This role demands strong analytical skills, attention to detail, and the ability to work through complex system flow, data lineage, and APAC nuances. Experience in regulatory reporting, including trade reporting, large holdings/short position disclosure, takeover reporting, and understanding of APAC regulatory reporting requirements such as MAS, HKMA, JFSA, ASIC, is essential.

Responsibilities:

  • Ensure the completeness, accuracy, and timeliness of regulatory reporting.
  • Work with Compliance to respond to regulator enquiries, exams, surveys, and issue management.
  • Represent Barclays at industry forums, working groups, and stay on top of regulatory developments.
  • Collaborate with teams across the bank to align and integrate operational processes.
  • Identify areas for improvement and provide recommendations in operational processes.
  • Develop and implement operational procedures and controls to mitigate risks and maintain operational efficiency.
  • Develop reports and presentations on operational performance and communicate findings to internal senior stakeholders.

Requirements:

  • Experience in regulatory reporting, including trade reporting, large holdings/short position disclosure, takeover reporting, and understanding of APAC regulatory reporting requirements such as MAS, HKMA, JFSA, ASIC.
  • Ability to interpret and implement regulatory requirements into day-to-day operations, lead regulatory change and implementation.
  • Ability to communicate effectively with internal stakeholders, including COO, Compliance, Technology, and Businesses to drive regulatory change, issue resolution, and escalation.
  • Experience in liaison with regulators, trade repositories, vendors, and representation in industry working groups and forums.
  • Data analysis, conformance testing, and quality assurance, ability to work with large data sets and different system flow/logic to identify gaps and resolve issues.
  • Strong attention to detail and ability to work through complex system flow, data lineage, and APAC nuances.

About Us:

We're a leading global financial services provider, dedicated to helping individuals, businesses, and institutions succeed. Our purpose is to move people and their money safely and securely around the world. We believe in building lasting relationships based on trust, understanding, and shared values.



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