Senior Compliance Officer, Banking Sector

Roles & ResponsibilitiesOverview of Role:The Treasury Group (TG) in our Singapore branch is responsible for managing the branch's investment portfolio, overseeing Asset and Liability Management (ALM), and ensuring effective Liquidity Management to support our core business activities. We are currently looking for a Senior Officer/Officer to join the team...

Roles & Responsibilitiesabout the companyOur Client is a renowned Private Bank with global footprints.about the jobPerform due diligence reviews, focusing on high risk accounts Assess clients' source of wealth (SOW) and work with front office on corroboration Act as the second line of defense in AML and KYC reviews Perform change in circumstance (CIC) and...

Roles & ResponsibilitiesAssociate / Senior AssociateWho We AreTri-Sector Associates is a non-profit social impact advisory firm that aims to tackle complex social issues through cross-sector partnerships, data-driven outcomes, and capacity-building capital. Our innovative and evidenced-based approach includes the Pay For Success (PFS) model and has received...

Roles & Responsibilities[Job ID: 779648]Join our Treasury Group and play a key role in liquidity management, ALM, and investments. Gain exposure to money markets, financial analysis, and compliance.Responsibilities:The Senior Officer/Officer in the Treasury Group (TG) at the Singapore branch will play a key role in supporting ALM, liquidity management, and...

Roles & ResponsibilitiesThe incumbent will be responsible for driving the sales of Structured Trade Products as well as sector solutions in the regions. The incumbent will work very closely with Sector Bankers in AOCB to create sector specific solutions and be responsible for selling them to the clients. This role is pivotal to growing and managing the...

Roles & ResponsibilitiesThe incumbent will be responsible for driving the sales of Structured Trade Products as well as sector solutions in the regions. The incumbent will work very closely with Sector Bankers in AOCB to create sector specific solutions and be responsible for selling them to the clients. This role is pivotal to growing and managing the...

Roles & ResponsibilitiesOverview of Role:Technology Risk Management (Regulatory Requirement) IT Security Control / Incident Management / Cyber SecurityRoles and Responsibilities:Manage Branch IT Risk Framework (eg: IT Risk Register, Technology Committee, critical system assessment, due diligence of IT outsourcing) Working with Japan HO IT Risk Management...

Roles & ResponsibilitiesBanking Compliance Head (Singapore /Philippines) - Perm RoleNote: This is not an IT RoleJob Desription Responsible for the Compliance Function of the bank Complies with the statutory provisions, regulatory requirements or guidelines andcodes of conduct applicable to its banking service and other regulated activities in Singapore. ...

Roles & Responsibilities1. Back-up for the Head, Compliance in his absence.2. Perform the role of Deputy Anti-Money Laundering Compliance Officer in the latter’s absence.3. Review and check customer due diligence measures (for both onboarding and periodic review) performed by respective business units in relation to Anti-Money Laundering and...

Roles & Responsibilities1. Back-up for the Head, Compliance in his absence.2. Perform the role of Deputy Anti-Money Laundering Compliance Officer in the latter's absence.3. Review and check customer due diligence measures (for both onboarding and periodic review) performed by respective business units in relation to Anti-Money Laundering and...

Roles & ResponsibilitiesWe are hiring a Regulatory Compliance Officer (Senior Officer) to join the Compliance team of a leading bank. This role is ideal for a detail-oriented professional who thrives in regulatory environments and is passionate about ensuring adherence to compliance frameworks, regulatory reporting, and monitoring processes.Key...

Roles & ResponsibilitiesReports to: General CounselJob Summary: The Chief Compliance Officer (CCO) is responsible for the implementation and maintenance of an effective compliance program, overseeing compliance matters across the organisation. The CCO ensures that the company adheres to relevant laws, regulations, and internal policies, fostering an ethical...

Roles & ResponsibilitiesJob Summary: The Regulatory Compliance Officer is responsible for ensuring the bank adheres to all applicable laws, regulations, internal policies and other workstreams. The role involves compliance operations, regulatory reporting, compliance monitoring, compliance policy reviews and supporting the bank's overall Singapore compliance...

Roles & Responsibilities Hiring: Bank Officer (O&T Financial Control) - Contract Location: Tampines Working Hours: Monday to Friday, 9:00 AM – 6:00 PM Salary: Up to $2,500 Contract Duration: Until End July (Extendable) About the Role:We are looking for a Bank Officer to join our O&T Financial Control team. The role focuses on managing invoice...

Roles & ResponsibilitiesJob PurposeWorking with the Head of the Private Wealth business, the incumbent will manage end-to-end coordination between the Bank and securities company for Private Wealth. The incumbent will also be responsible for account opening, compliance and account planning and will ensure operational efficiency of the team across both bank...

Roles & ResponsibilitiesThis is a perm role for one of our banking clientsRole Overview: The Compliance Head is responsible for overseeing and ensuring full compliance with regulatory requirements and internal policies for the bank. This includes ensuring adherence to Singaporean and Philippine laws, managing Anti-Money Laundering (AML) and Terrorist...

Roles & ResponsibilitiesJob PurposeWorking with the Head of the Private Wealth business, the incumbent will manage end-to-end coordination between the Bank and securities company for Private Wealth. The incumbent will also be responsible for account opening, compliance and account planning and will ensure operational efficiency of the team across both bank...

Roles & Responsibilities1. Provide support to Head of ComplianceManaging compliance risks within business operations and ensuring robust monitoring and reporting mechanisms. Perform compliance testing includes actively checking and assessing whether the established compliance measures are working effectively to ensure that the organization is meeting its...

Roles & ResponsibilitiesManage and supervise AML/ CFT compliance, such as updating AML/CFT policy and procedure manual, overseeing account opening procedure, implementing and reviewing CDD/AML/CFT policies and guidelines Conduct training programmes on AML/ CFT Handling day to day spectrum of compliance activities and guide colleagues to ensure full...

Roles & ResponsibilitiesReconcilation OfficerLocation: Changi Biz ParkDuration: 12 months contractJob Scope:1. ReconciliationPerform daily reconciliation and balancing for Deposits, Cards & Unsecured Loans2. InvestigationIdentify discrepancies in financial reports and transaction records. Investigate and resolve reconciliation issues. Escalate to Team...