Senior Regulatory Compliance Risk Manager, Derivatives

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Job OverviewIn this role as a Senior Regulatory Compliance Specialist, you will play a key part in ensuring that OCBC Bank adheres to regulatory requirements and mitigates compliance risks. With a strong focus on regulatory relations and risk management, you will be responsible for keeping abreast of regulatory developments and performing reporting to senior...

Senior Manager - Risk & Regulatory Compliance Full-time Sia Partners is a next-generation management consulting firm offering a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. With 3,000 consultants in 20 countries and a projected USD 500 million in turnover for this fiscal year, we...

Senior Manager - Risk & Regulatory ComplianceFull-time Sia Partners is a next-generation management consulting firm offering a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. With 3,000 consultants in 20 countries and a projected USD 500 million in turnover for this fiscal year, we have...

About Syfe Syfe is a digital investment platform with a mission to empower people to grow their wealth for a better future. Built on the pillars of advice, access and innovation, we cater to the full spectrum of an individual's wealth needs across diversified proprietary portfolios, cash management solutions and a state-of-the-art brokerage. The Syfe...

Roles & ResponsibilitiesThis is a newly created role reporting to the Global Head of Compliance based in Europe.Responsibilities: Spearhead the development and implementation of a compliance program for the APAC region, ensuring adherence to derivatives regulations, trade sanctions, anti-bribery, and anti-money laundering (AML) standards. Collaborate with...

Roles & ResponsibilitiesThis is a newly created role reporting to the Global Head of Compliance based in Europe.Responsibilities: Spearhead the development and implementation of a compliance program for the APAC region, ensuring adherence to derivatives regulations, trade sanctions, anti-bribery, and anti-money laundering (AML) standards. Collaborate with...

We are seeking an experienced Senior APAC Derivatives Lawyer to join our team at Flowdesk. Based in Singapore, you will work closely with the Head of Derivatives and the Markets team to ensure compliance, manage legal risk, and support the structuring and negotiation of innovative derivative products.This role involves navigating complex legal challenges in...

About Syfe Syfe is a digital investment platform with a mission to empower people to grow their wealth for a better future. Built on the pillars of advice, access and innovation, we cater to the full spectrum of an individual's wealth needs across diversified proprietary portfolios, cash management solutions and a state-of-the-art brokerage. The Syfe team...

Barclays Bank PLC is seeking a highly skilled Asian Derivatives Risk Management Specialist to join our Prime Derivatives Services (PDS) Clearing Management Team in London.About the RoleWe are looking for an experienced professional to manage daily clearing platform queries, support system upgrades, and deliver solutions for Futures, FX, and OTC Derivatives...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst Senior to join our team in Singapore. This role will be responsible for timely and accurate responses to regulatory inquiries issued by regulators across the Asia North and South clusters.About the RoleThe senior compliance risk analyst will work closely with partners across the first and...

Roles & Responsibilities Drive Control Assessment projects assign by APAC, global compliance and risk control team. Implement Country Risk Assessment (CRA) and Operation Risk Assessment. Identify control gaps and abnormal issue through projects and report to APAC compliance head and China management and related stakeholder. Make remediation plan to chase...

Roles & Responsibilities Drive Control Assessment projects assign by APAC, global compliance and risk control team. Implement Country Risk Assessment (CRA) and Operation Risk Assessment. Identify control gaps and abnormal issue through projects and report to APAC compliance head and China management and related stakeholder. Make remediation plan to chase...

We are seeking an experienced Senior Trade Support Specialist to join our team in Singapore.About the RoleThis is a highly specialized role that requires strong technical knowledge of derivatives trading and settlement processes. The successful candidate will be responsible for verifying trade bookings, generating and reconciling trade confirmations, and...

Job Overview">This role is ideal for a seasoned professional with a passion for ensuring business compliance within Maybank Singapore. As a Senior Executive/Manager, Business Compliance, you will play a pivotal part in safeguarding our organization's reputation by implementing and enforcing regulatory guidelines across various business units.Salary">...

Job SummaryWe are seeking a highly skilled and experienced Senior Operational Risk Manager to join our team in Singapore. As a key member of our operational risk management function, you will be responsible for ensuring the effective management and mitigation of operational risks across our derivatives operations.

Senior Compliance Surveillance Analyst at CitiWe are seeking a highly skilled Senior Compliance Surveillance Analyst to join our team in Singapore. As a key member of our Independent Compliance Risk Management (ICRM) department, you will play a critical role in ensuring the effective management of compliance risk across Asia North and South clusters.About...