Wealth Management Compliance Officer

Job DescriptionAs a Senior Client Due Diligence Know Your Customer Officer, you will play a critical role in ensuring the integrity of our wealth management clients. You will be responsible for conducting thorough KYC due diligence reviews, identifying potential risks, and providing expert advice on compliance matters.Key Responsibilities- Conduct...

Roles & ResponsibilitiesJob Summary:As an Assistant Wealth Management professional at Abacus Asia Wealth Management, you will be crucial in supporting our Representatives/Portfolio Managers in delivering exceptional service to our clients. You will assist in various aspects of wealth management, from client relationship management to portfolio...

Roles & ResponsibilitiesJob DescriptionAs a Wealth Manager, you will assist our Wealth, Sales and Business Development team in various tasks aimed at identifying revenue and growth opportunities, sales strategies, and expanding our market presence. This role offers valuable exposure to the world of wealth advisory and consulting, sales prospecting, business...

We're looking for a highly skilled Wealth Management Professional to join our team at VA Cornerstone Wealth. This is a full-time on-site role located in Singapore.Job Overview:The ideal candidate will have extensive knowledge of wealth management and financial markets, with strong analytical and problem-solving skills.Key Responsibilities:Provide expert...

Roles & ResponsibilitiesJob DescriptionRender regulatory advice to all business units of the Company to facilitate their compliance with all relevant rules and regulations of the regulators as well as the Group's internal policies and procedures. Formulate and formalize Compliance Policies and Procedures. Conduct KYC/CDD review, AML screening and risk...

Roles & ResponsibilitiesLooking for a rewarding student life and get ahead of your peers in qualifications and experience?We have internship programmes specially catered for students in wealth, financial services and sales management:• Industry recognised certifications in financial services industry• Full training on financial services and management•...

Roles & ResponsibilitiesJoin one of the fastest growing regional banks in Singapore as a Head of compliance responsible for their Private Banking and Wealth business. This highly visible role will report to the Chief Compliance, legal and Risk and will give the opportunity for the right individual to take on the succession in the near future.The head of...

Roles & ResponsibilitiesWe are a dynamic organization focused on empowering our clients to grow and manage their wealth effectively. We believe in the unique strengths of each individual and seek enthusiastic and driven individuals to join us on this journey of growth and success.Position Overview: Our 2-year comprehensive training program is designed to...

About Us We value robust relationships, focusing on optimising investment outcomes and enhancing investor experience to suit unique needs. As a key player in the investment management industry, we deliver exceptional experience, inspiring trust through stewardship and investment excellence. Our goal is to generate value through innovative and sustainable...

**Overview of the Role**As a Senior Client Due Diligence Know Your Customer Officer, you will be responsible for performing KYC due diligence reviews of wealth management clients and providing advice and solutions regarding due diligence, KYC standards, internal policies, procedures, and local regulations.You will also be required to manage strong...

Roles & ResponsibilitiesWe are looking for candidates who will thrive in a dynamic environment towards a successful and rewarding career.Why Join Us:Attractive Renumeration + Incentives Package Flexible Working Arrangements No working experience required Comprehensive on-job training is provided Central office location (2mins from MRT...

Roles & ResponsibilitiesWe are looking for candidates who will thrive in a dynamic environment towards a successful and rewarding career.Why Join Us: Attractive Renumeration + Incentives Package Flexible Working Arrangements No working experience required Comprehensive on-job training is provided Central office location (2mins from MRT...

Roles & ResponsibilitiesWealth Management AssociateGet a head start to achieving financial independence by being your own bossWhy get trapped in the corporate rat race for years? Only to face possible stagnation, burn-out, or retrenchment, before realising it is not right for you? Think of the opportunity cost and time lost.Join the dynamic team at CO Wealth...

Roles & ResponsibilitiesWealth Management AssociateGet a head start to achieving financial independence by being your own boss!Why get trapped in the corporate rat race for years? Only to face possible stagnation, burn-out, or retrenchment, before realising it is not right for you? Think of the opportunity cost and time lost.Join the dynamic team at CO...

Roles & ResponsibilitiesJoin one of the fastest growing regional banks in Singapore as a Head of compliance responsible for their Private Banking and Wealth business. This highly visible role will report to the Chief Compliance, legal and Risk and will give the opportunity for the right individual to take on the succession in the near future.The head of...

Roles & ResponsibilitiesCompany OverviewLOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal...

As a Compliance & Risk Manager within Nanhua asset management SG team, you will ensure that all business activities align with local and international regulatory requirements, supporting the company’s compliance management framework. You will work closely with internal business develop team and operation team to ensure compliance with asset management...

Responsibilities SummaryManage full spectrum of accounting functions, including General Ledger (GL), Accounts Payable (AP), Accounts Receivable (AR)Ensure timely and accurate month-end closing and financial reportingLiaise with external parties, including auditors, tax agents, and government authoritiesAdditional Requirements5 years of finance experience,...

Roles & ResponsibilitiesThe RoleMy Client is a Singapore based Wealth Tech startup and we are looking for a Compliance Manager to join the business in Singapore. This is their first Compliance hire and you will be working with the Founders on all Compliance related issues.Responsibilities:Implement and develop firm wide Compliance policies and processes. ...

Roles & Responsibilities1 Year Contract Private Wealth Compliance ExecutiveOur client is a bank.Job Description:•Support Front Office to complete the periodic reviews for Private Wealth clients•Review client’s profile during periodic review to ensure conformity to internal and regulatory requirements on AML/CFT/CDD standards•Conduct periodic reviews,...