Compliance Manager – Wealth Tech Startup
2 weeks ago
The Role
My Client is a Singapore based Wealth Tech startup and we are looking for a Compliance Manager to join the business in Singapore. This is their first Compliance hire and you will be working with the Founders on all Compliance related issues.
Responsibilities:
- Implement and develop firm wide Compliance policies and processes.
- Oversee all Regulatory and AML policies and procedures across jurisdictions and ensure they are in line with local regulations
- Conduct Risk assessments and mitigate any gaps within the business.
- Serve as the point of contact on all Regulatory compliance matters.
- Provide KYC and AML advisory to the senior management, and ensure any gaps and high-risk transactions are identified and mitigate
Requirements:
- At least 7 years of Compliance experience in a Payment / Crypto / Fintech Firm
- Ideally with experience in retail customers.
- Ability to liaise directly with regulators in the region
- Strong interpersonal skills with the ability to influence senior leaders
Take charge of this opportunity to welcome a new career challenge in 2025
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
Risk Assessment
Regulatory Compliance
Analytical Skills
Interpersonal Skills
Wealth
Risk Management
Securities
Accounting
Compliance
Banking
AML
Regulatory Requirements
KYC
Financial Services
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