
Compliance Specialist
3 days ago
The Compliance Specialist is responsible for ensuring that all clients' transactions are compliant with regulatory requirements.
- AML Reviews: Conduct periodic and ad-hoc Anti-Money Laundering (AML) reviews, including post-Screened Transactions Report (STR) checks to ensure compliance with regulations.
- Enhanced Due Diligence: Perform enhanced due diligence on high-risk clients, verifying Service Level Agreements (SOW) to mitigate potential risks.
- KYC Gaps: Identify and plug Know Your Customer (KYC) gaps, highlighting red flags or documentation issues that may impact compliance.
- Transaction Alignment: Ensure that all transactions align with customer profiles, maintaining a high level of compliance.
- Administrative Tasks: Assist with administrative tasks or project work as needed to support the team's objectives.
- Conduct AML reviews and STR checks
- Perform enhanced due diligence on high-risk clients
- Identify and plug KYC gaps
- Ensure transaction alignment with customer profiles
- Assist with administrative tasks
Key Skills:
- Strong understanding of AML regulations
- Excellent analytical and problem-solving skills
- Ability to work accurately and efficiently under pressure
- Excellent communication and interpersonal skills
- Proficiency in Microsoft Office Suite
What We Offer:
- A dynamic and supportive work environment
- Ongoing training and professional development opportunities
- A competitive salary and benefits package
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