Financial Compliance Coordinator

Job OverviewSales opportunity at Shield Financial Compliance - Grow your career by developing business with our Communications Compliance suite solutions.Job DescriptionNew business development across financial services sectors on both buy-side and sell-side platforms.Network and build connections with relevant professionals within target markets.Establish...

About the RoleWe're seeking a highly driven and ambitious Financial Services Sales Professional to join our team at Shield Financial Compliance. As a key member of our sales team, you will be responsible for identifying and pursuing new business opportunities across financial services companies.Your Key ResponsibilitiesBulk up our customer base with fresh...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We're rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

Roles & ResponsibilitiesResponsibilities:Provide timely and accurate AML/CFT compliance advisory to the relevant stakeholders to ensure that the company complies with applicable rules and regulations Keep abreast of AML/CFT regulatory changes and provide timely dissemination of regulatory updates to ensure that the business units and relevant departments...

Job SummaryThe Program Coordinator - Training and Compliance role at Synergy Financial Advisers Ltd. is responsible for coordinating and administering various training programs for financial advisers. This includes:Scheduling and organizing training sessions.Coordinating logistics for off-site training events.Maintaining accurate records of adviser training...

Roles & ResponsibilitiesResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) Stay informed about developments and changes in regulations governing the capital market, financial advisory industry,...

Collaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...

**About Us** Luminor Financial Holdings Ltd is a non-bank financial institution committed to providing innovative financial solutions to its clients and ensuring access to capital for all. We believe that our people are the key to our success and are committed to a culture that emphasises empowerment, mutual respect and growth. We are looking to expand our...

**The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company. The team is also primary responsible for liaising with...

Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity that helps to create more efficient markets around the world. Our market structure expertise, broad diversification, and execution...

About Atome Financial - Headquartered in Singapore, Atome Financial is a consumer business unit under Advance Intelligence Group. The products under Atome Financial include: - Atome: A leading buy now pay later brand in Asia Pacific which is currently present in 10 markets and partners over 15,000+ top retailers. Key merchant partners include ZALORA,...

**Overview**: **Responsibilities**: - Maintain compliance with local and international financial regulations. - Manage and update internal compliance policies and procedures. - Handle MAS Payment Services licensing issues and ensure compliance with all regulatory requirements. - Conduct and oversee risk assessments and compliance audits. - Develop and...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

Roles & ResponsibilitiesResponsibilities:Policy Development & DocumentationResponsible for the preparation and update of appropriate compliance-related policies, processes and forms as part of the overall design of the company's processes so that they comply with the requirements of the Insurance Act, Financial Advisers Act and other relevant rules/...

Are you looking to build a strong career progression in the financial advisory industry? - Are you looking to have a high income far exceeding your peers? - Are you driven and self-motivated for success? If so, then we are looking for you! Avallis Financial is an independent financial advisory firm in Singapore that was established in 1997. Our focus is on...

Roles & ResponsibilitiesIts more than a job, build your Career in Compliance at PromiseLandPromiseLand Financial Advisory Private Limited is a leading financial advisory (FA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and...

Roles & ResponsibilitiesIts more than a job, build your Career in Compliance at PromiseLandPromiseLand Financial Advisory Private Limited is a leading financial advisory (FA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and...

Location: **Singapore** - Department: Legal- Location: Singapore- The Alibaba International Digital Commerce (AIDC) Financial Compliance team is responsible for licensed financial services market entry, ensuring compliance with relevant regulatory requirements, maintaining a country compliance program aligned with group compliance frameworks, and advising...

Compliance Officer (Financial Advisory Firm)Nature of business: - Independent Financial Adviser - FAA LicenseAreas of responsibility: Review and continuously keeping abreast of MAS regulations and ensuring adherence of company policies and procedures at all time with FAA license Responsibility in all aspects of AML / KYC / Client Due Diligence for account...

**Compliance Officer (Financial Advisory Firm) **Nature of business**: - Independent Financial Adviser - FAA License **Areas of responsibility**: - Review and continuously keeping abreast of MAS regulations and ensuring adherence of company policies and procedures at all time with FAA license - Responsibility in all aspects of AML / KYC / Client Due...