Regulatory Compliance Specialist
2 days ago
The role of Compliance Executive at JTC Kensington is a pivotal position that requires an individual with expertise in regulatory compliance to ensure adherence to industry-specific regulations. As a key member of the team, you will be responsible for conducting compliance assessments, collaborating with internal teams to implement best practices, and assisting the organization in maintaining regulatory compliance.
Main Responsibilities:
- Conduct customer due diligence (CDD) checks for onboarding process and perform periodic CDD reviews.
- Provide first-level operational guidance to business teams on compliance, anti-money laundering matters.
- Conduct screening and searches as part of ongoing monitoring process.
- Assist with the preparation and submission of FATCA and CRS reporting.
- Assist with preparation and filing of suspicious transaction reports.
- Assist with review and update of relevant internal policies and procedures to ensure compliance with changes in regulatory requirements.
- Assist with conduct of compliance reviews and follow-ups on audit findings.
- Provide support to the head of department in ad-hoc projects and responsibilities assigned.
Requirements and Qualifications
This role requires a Bachelor's degree in business, accountancy, banking and finance or law; diploma in law will be considered. The ideal candidate should have 1-2 years of experience in Compliance Executive or similar role. Strong verbal and written communication skills are essential.
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