Senior Compliance Manager | Financial Crime Compliance

2 weeks ago


Singapore The Bank of East Asia, Limited Full time

 

Responsibilities

  • Conduct assessment on the ISTR and approval of STR filing
  • To draft and update the Branch’s policies and guidelines to ensure compliance with MAS, HKMA regulations and Head Office’s requirements
  • Disseminate regulatory updates and information relating to local and Head Office regulations
  • Provide advisory to the Branch on FCC matters
  • Perform Annual AML/CFT Institutional Risk Assessment and assist in the completion of all MAS surveys and questionnaires relating to AML
  • Work closely with internal/external stakeholders to improve/resolve FCC related issues
  • Handling of MAS, external and internal audit requests, queries and issues raised
  • Approver for KYC reviews conducted on High Risk new and existing customers
  • Engage internal stakeholders through training plan to ensure they are trained or refreshed on the FCC policy and procedures
  • Assist the Head of Financial Crime Compliance in developing the Annual Compliance Plan. Perform periodic compliance reviews to ensure compliance with regulatory requirements according to Annual Compliance Plan
  • Prepare and submit regular and ad-hoc compliance reports/ updates to Head Office and Management with regards to local regulatory development / compliance matters / status on a periodic basis and upon request
  • Represent Financial Crime Compliance as needed in bank projects or user acceptance testing for any new system implementation or enhancement
  • Provide guidance and mentorship to junior staff in the execution of their day-to-day financial crime compliance activities, ensuring adherence to regulatory requirements and internal policies

Requirements

  • Recognised University Degree
  • Minimum 10 years of relevant FCC experience in a second line of defense compliance function within the financial services industry
  • Relevant AML or related certifications from an accredited organization (such as ACAMS, ICA) are preferred
  • Well-grounded knowledge of the local regulatory framework and practices including those pertaining to AML/CFT regulations will be essential


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