Compliance Control Testing Officer

Roles & ResponsibilitiesOur client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APACChecks adherence to framework, policies, procedures and manuals of Private Wealth.Provide regulatory advise to stakeholders in...

The CTA Officer will be responsible for managing compliance risks, performing risk-based compliance testing and thematic reviews to provide insights into the health of key controls addressing risks such as AML, investment suitability, cross border, etc. ResponsibilitiesExecute compliance control testing and thematic reviews on effectiveness of key controls...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Officer will be involved in Control Room (Group Compliance) functions listed below: -Provide research clearances for Research Department (against research blackout list)Maintain greylists and blackout lists in the PIP SystemProcess staff's trade applicationsHandle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict...

Roles & ResponsibilitiesOfficer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...

Officer will be involved in Control Room (Group Compliance) functions listed below: -Provide research clearances for Research Department (against research blackout list)Maintain greylists and blackout lists in the PIP SystemProcess staff's trade applicationsHandle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Roles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...

Roles & ResponsibilitiesA leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1....

Roles & ResponsibilitiesThis is a 6-months Maternity CoverSupport the Singapore Compliance team in managing daily compliance activities for the Singapore branch, ensuring alignment with the requirements of the Monetary Authority of Singapore and all relevant compliance-related laws and regulations, as well as internal policies and procedures. This individual...

A leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1. Implement and maintain...

Job Description:Role & Responsibilities:Understand business and system requirements and develop various test specifications which include functional testing, system integration testing, end-to-end testing, user acceptance testing and regression testingResponsible for involving in test planning, test monitoring and control, test analysis, test design, test...

6 months Contract Compliance contractorJob scope: .Experience in testing reviews on the design and operating effectiveness of controls across key compliance risks (including Anti-Money Laundering, Investment Suitability, Cross Border and others) .Experience in developing policies and procedures as needed that defines QA test methodology, test steps etc....

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Permanent Position, Corporate BankResponsibilities:Monitor the bank's compliance with the regulatory requirements (including AML/CFT) and perform gap assessment where necessary Convey relevant regulatory changes to management and departments and maintain regulatory obligation register Assist in reviewing, formulating and implementing policies, procedures and...

Roles & ResponsibilitiesGoal of this Position:This role is to ensure the use of appropriate test methods of your Department and to ensure that customers get high-quality test results that lead to the achievement of our business objectives/plans and ensure our organization's policies and procedures are set up and maintained.ResponsibilitiesDaily Operation...

Roles & ResponsibilitiesJob Description:Role & Responsibilities: Understand business and system requirements and develop various test specifications which include functional testing, system integration testing, end-to-end testing, user acceptance testing and regression testing Responsible for involving in test planning, test monitoring and control, test...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...