Compliance Officer

Roles & ResponsibilitiesCompliance OfficerOur client is a bank.Job Description:•Attached to Financial Compliance Department•Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review•Engage the Front Office to obtain the KYC and transactional information and...

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Roles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Build your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an exciting, fulfilling...

Roles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...

Compliance OfficerOur client is a bank.Job Description:. Attached to Financial Compliance Department. Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review. Engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Roles & ResponsibilitiesOverview:Join the leading payment services provider in Singapore. We are looking for a proactive Compliance Officer with a solid understanding of regulatory requirements in the financial sector. The successful candidate will support our compliance efforts to maintain adherence to legal standards and internal...

Role:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:. Assist in conducting regular reviews and...

About the companyOur client is one of India's leading private banks, incorporated in August 1994, with its registered office in Mumbai, India. Their business philosophy is based on five core values - Operational Excellence, Customer Focus, Product Leadership, People and Sustainability. As of September30, 2023, the Bank's distribution network is at 7,945...

Roles & ResponsibilitiesOfficer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...

Roles & ResponsibilitiesA leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1....

Officer will be involved in Control Room (Group Compliance) functions listed below: -Provide research clearances for Research Department (against research blackout list)Maintain greylists and blackout lists in the PIP SystemProcess staff's trade applicationsHandle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict...

Officer will be involved in Control Room (Group Compliance) functions listed below: -Provide research clearances for Research Department (against research blackout list)Maintain greylists and blackout lists in the PIP SystemProcess staff's trade applicationsHandle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict...

Roles & ResponsibilitiesJob SummaryWe are seeking a Regulatory Compliance Officer to ensure our bank complies with domestic and international financial regulations and policies. This role focuses on understanding financial regulatory requirements and providing strategic direction for their implementation within our organization.Key Responsibilities Check...

About the CompanyOur Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe're looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company's operations.Support senior management and stakeholders on legal and compliance issues by providing legal counsel and...

Roles & ResponsibilitiesAbout the CompanyOur Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe’re looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company’s operations. Support senior management and stakeholders on legal and compliance issues by providing...