Compliance Officer
2 weeks ago
Key Responsibilities:
- Collaborate closely with the Chief Compliance Officer (CCO) to enhance the company's Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) and Sanctions framework.
- Develop, update, and review the company's local compliance manuals to ensure alignment with local requirements and the establishment of corresponding controls.
- Coordinate with Operations Team to ensure regulatory reporting compliance with the Monetary Authority of Singapore (MAS).
- Establish and maintain a reporting dashboard to track the progress of the overall compliance program and AML/CFT-related projects.
- Engage with internal stakeholders, both locally and globally, to ensure AML/CFT program adheres to MAS regulatory standards.
- Assist the CCO in fulfilling ongoing licensing obligations.
- Stay informed about regulatory developments and conduct gap analyses to ensure compliance.
- Generate and ensure timely submission of AML data reports internally and externally.
- Identify, analyze, and interpret trends or patterns in complex data sets to enhance AML reporting effectiveness.
- Prepare MAS AML reports.
- Conduct thorough investigations on alerts and cases escalated to the Compliance Team following the procedures.
- Provide AML advisory to the business and serve as a subject matter expert on policy, procedure, and regulatory interpretation.
- Draft Suspicious Transaction Reports (STRs) and communicate with local regulators and senior internal stakeholders.
- Participate in group compliance enhancement projects and review new product compliance.
- Collaborate closely with data/product/technology teams to design tools and solutions, and facilitate user acceptance testing and system implementation.
Requirements:
- Profound understanding of MAS regulations concerning AML/CFT/Sanctions.
- Familiarity with AML framework, control activities, and processes.
- Minimum of 5 years of hands-on experience in AML Investigations/Compliance reporting or AML project management.
- Self-starter mentality with a proactive and creative approach to goal achievement.
- Bachelor's degree from a recognized university in Business or Finance.
- Strong interest in Cryptocurrency is essential.
Hudson Global Resources (Singapore) Pte Ltd
EA Licence Number: 23C2056
EA Personnel Registration ID: R1660951
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 weeks ago
Singapore RECRUIT EXPRESS PTE LTD Full timeRoles & ResponsibilitiesCompliance OfficerOur client is a bank.Job Description:•Attached to Financial Compliance Department•Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review•Engage the Front Office to obtain the KYC and transactional information and...
-
Compliance Officer
Found in: Talent SG 2A C2 - 2 weeks ago
Singapore Franklin Templeton Asset Management Full timeCome join us in delivering better outcomes for our clients around the world! We are looking for a Compliance Officer to join our Financial Crime Team. This position can be based in Singapore, Malaysia or Hong Kong. The Financial Crime Compliance team is part of the Global Compliance department. Global Compliance has more than 100 compliance...
-
Compliance Officer
2 weeks ago
Singapore Zico Asset Management Pte. Ltd. Full timeCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...
-
Compliance Officer
2 weeks ago
Singapore Goldynd Pte. Ltd. Full timeWe are seeking a dedicated and experienced Compliance Officer to join our dynamic team. This role is crucial for ensuring our organization's adherence to legal standards and internal policies, particularly in the realms of data privacy and protection.You will work closely with the COO to address compliance issues and lead certification audits.Key...
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 weeks ago
Singapore CROWNN COMPANY PTE. LTD. Full timeRoles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...
-
Compliance Officer
2 weeks ago
Singapore Crownn Company Pte. Ltd. Full timeOur Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 weeks ago
Singapore ZICO ASSET MANAGEMENT PTE. LTD. Full timeRoles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...
-
Compliance Officer
2 days ago
Singapore Promiseland Independent Pte. Ltd. Full timeBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an exciting, fulfilling...
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 days ago
Singapore PROMISELAND INDEPENDENT PTE. LTD. Full timeRoles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...
-
Compliance Officer
2 weeks ago
Singapore Recruit Express Pte Ltd Full timeCompliance OfficerOur client is a bank.Job Description:. Attached to Financial Compliance Department. Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review. Engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and...
-
Compliance Officer
Found in: beBee jobs SG - 2 weeks ago
Singapore River Proclinical Full timeCompliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...
-
Compliance Officer
Found in: beBee S SG - 3 weeks ago
Singapore River Proclinical Full timeCompliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...
-
Compliance Officer
2 weeks ago
Singapore British And Malayan Trustees Limited Full timeRole:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:. Assist in conducting regular reviews and...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 week ago
Singapore BRITISH AND MALAYAN TRUSTEES LIMITED Full timeRoles & ResponsibilitiesRole:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:· Assist in...
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 weeks ago
Singapore TANGSPAC CONSULTING PTE LTD Full timeRoles & Responsibilities Officer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...
-
Compliance Officer
Found in: Talent SG 2A C2 - 3 days ago
Singapore TANGSPAC CONSULTING PTE LTD Full timeRoles & ResponsibilitiesOfficer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...
-
Compliance Officer
2 weeks ago
Singapore Mobile Community Tech Pte. Ltd. Full timeA leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1. Implement and maintain...
-
Compliance Officer
Found in: Talent SG 2A C2 - 2 weeks ago
Singapore MOBILE COMMUNITY TECH PTE. LTD. Full timeRoles & ResponsibilitiesA leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1....
-
Compliance Officer
3 weeks ago
Singapore Tangspac Consulting Pte Ltd Full timeOfficer will be involved in Control Room (Group Compliance) functions listed below: -Provide research clearances for Research Department (against research blackout list)Maintain greylists and blackout lists in the PIP SystemProcess staff's trade applicationsHandle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict...
-
Regulatory Compliance Officer
Found in: Talent SG 2A C2 - 2 weeks ago
Singapore WOORI BANK Full timeRoles & ResponsibilitiesJob SummaryWe are seeking a Regulatory Compliance Officer to ensure our bank complies with domestic and international financial regulations and policies. This role focuses on understanding financial regulatory requirements and providing strategic direction for their implementation within our organization.Key Responsibilities Check...