Regulatory Compliance Analyst

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Overview Are you an experienced compliance professional with a passion for ensuring regulatory adherence and upholding ethical business practices? We are currently recruiting for a Regulatory Compliance Analyst with a leading Asset Manager. Reporting to the Compliance Director, you would be responsible for managing the compliance function and ensure that...

Posted by - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. **Job Role Description - Summary** The Compliance...

**Job Role Description - Summary** The Compliance Analyst supports the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Job DescriptionAs a Compliance Analyst, you will play a key role in assisting clients in setting up their firms, obtaining initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.Key responsibilities include managing client relationships to ensure compliance with...

Compliance Analyst Join our growing team as a Compliance Analyst in Singapore. Reporting to the Head of Compliance, this role is an exciting opportunity to work in a dynamic environment, ensuring regulatory adherence and contributing to a strong compliance culture. As a Compliance Analyst, you will be responsible for conducting regulatory research,...

**Location: Singapore** **Roles and Responsibilities**: - Provide compliance advisory on the regulatory requirements in SFA and SFR to business units and participate in new initiatives/projects to understand business units’ concerns/needs, - Provide accurate and practical guidance to address regulatory and industry requirements from a regulatory...

Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore Join to apply for the Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore role at Goldman Sachs Job Description At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global...