Business Risk
2 weeks ago
Responsibilities
- Conduit between business and other functions such as compliance, risk and etc.
- Engage and advise stakeholders on investment suitability and sales advisory process controls
- Assist in reviewing documentations and post transactions, ensuring adherence to regulatory requirements and enhancing process efficiency.
- Perform gap analysis and provide regular advice to business in relation to new local regulatory requirements or changes
- Other adhoc duties as assigned
Requirements
- Possess relevant front risk management or surveillance experience in a private banking environment
- Strong understanding of local regulatory requirements and risk taxonomies
- Well versed with the sales advisory process
- Good communication skills
Business Control
Risk monitoring
Private Banking
Risk Management
Business Risk Management
monitoring
Surveillance
Compliance
Good Communication Skills
Regulatory Requirements
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