Current jobs related to Compliance Officer - Singapore - SING INVESTMENTS & FINANCE LIMITED

  • Compliance Officer

    7 days ago

    Singapore Tata Consultancy Services Full time

    We are looking for a Compliance Officer to join our team at Tata Consultancy Services, APAC. In this role, you will be responsible for supporting the provisioning of related Data Management operational services, including reviewing of data requests, maintaining intranet webpages, disseminating, monitoring, tracking and reporting of staff quiz participation...

  • Compliance Officer

    1 week ago

    Singapore KRUNG THAI BANK PUBLIC COMPANY LIMITED Full time

    Roles & Responsibilities1. Provide support to Head of ComplianceManaging compliance risks within business operations and ensuring robust monitoring and reporting mechanisms. Perform compliance testing includes actively checking and assessing whether the established compliance measures are working effectively to ensure that the organization is meeting its...

  • Compliance Officer

    4 weeks ago

    Singapore NPA WorldWide Full time

    Job description: This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies. As a Compliance Officer, you will play a critical role in ensuring that the company operates in compliance with all applicable laws, regulations, and industry standards. You will be responsible...

  • Compliance Officer

    3 weeks ago

    Singapore NPA WorldWide Full time

    Job description: This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies. As a Compliance Officer, you will play a critical role in ensuring that the company operates in compliance with all applicable laws, regulations, and industry standards. You will be responsible...

  • Compliance Officer

    2 weeks ago

    Singapore LOOK CAPITAL PTE. LTD. Full time

    Roles & ResponsibilitiesCompany OverviewLOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal...

  • Compliance Officer

    2 weeks ago

    Singapore MARGIN WHEELER PTE. LTD. Full time

    Roles & ResponsibilitiesJob Title: Compliance OfficerLocation: 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type: Full-TimeAbout UsMargin Wheeler is a powerhouse in the corporate services industry, consistently delivering exceptional value and unparalleled service to businesses of all sizes. As the best-reviewed Corporate Service...

  • Compliance Officer

    2 weeks ago

    Singapore GRANDTAG FINANCIAL CONSULTANCY (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Conduct screening and due diligence review on prospects and referral partners...

  • Compliance Officer

    2 weeks ago

    Singapore GRANDTAG FINANCIAL CONSULTANCY (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Conduct screening and due diligence review on prospects and referral partners...

  • Compliance Officer

    2 weeks ago

    Singapore SANTA LUCIA ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesPROFILE OF SANTA LUCIA ASSET MANAGEMENT (SLAM)We are a c. $1bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management...

  • Compliance Officer

    7 days ago

    Singapore Winning Alliance (S) Pte Ltd Full time

    About the JobWe are seeking a Compliance Officer to ensure our company's financial activities comply with regulatory requirements. The ideal candidate will have experience in financial regulations, risk management, and compliance.Key Responsibilities:Develop and implement compliance policies.Conduct risk assessments and audits.Ensure adherence to regulatory...

  • Compliance Officer

    5 days ago

    Singapore AEROCONTACT Full time

    We are seeking an experienced Compliance Officer to join our team at AEROCONTACT. As a key member of our organization, you will be responsible for ensuring alignment with regulatory requirements and maintaining policies and procedures related to trade compliance, export control, and internal controls.The ideal candidate will have a strong background in risk...

  • Compliance Officer

    4 weeks ago

    Singapore 8HEXA FINANCIAL PTE. LTD. Full time

    Roles & ResponsibilitiesOverview:Join the leading payment services provider in Singapore. We are looking for a proactive Compliance Officer with a solid understanding of regulatory requirements in the financial sector. The successful candidate will support our compliance efforts to maintain adherence to legal standards and internal...

  • Compliance Officer

    4 weeks ago

    Singapore 8HEXA FINANCIAL PTE. LTD. Full time

    Roles & ResponsibilitiesOverview:Join the leading payment services provider in Singapore. We are looking for a proactive Compliance Officer with a solid understanding of regulatory requirements in the financial sector. The successful candidate will support our compliance efforts to maintain adherence to legal standards and internal...

  • Compliance Officer

    2 weeks ago

    Singapore HFSE INTERNATIONAL SCHOOL PTE. LTD. Full time

    Roles & ResponsibilitiesCOMPLIANCE OFFICERJOB QUALIFICATIONS:· Bachelor's degree in law, business administration, education, or a related field. Advanced degree or professional certification in compliance, risk management, or a related discipline preferred.· Proven experience (5 years) working in compliance, regulatory affairs, or a similar role within the...

  • Compliance Officer

    2 weeks ago

    Singapore HFSE INTERNATIONAL SCHOOL PTE. LTD. Full time

    Roles & ResponsibilitiesCOMPLIANCE OFFICERJOB QUALIFICATIONS:· Bachelor's degree in law, business administration, education, or a related field. Advanced degree or professional certification in compliance, risk management, or a related discipline preferred.· Proven experience (5 years) working in compliance, regulatory affairs, or a similar role within the...

  • compliance officer

    3 days ago

    Singapore MGDG PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:We are seeking a highly meticulous and ethical Compliance Officer to ensure our operations in the precious stones and precious metals industry adhere to all legal, regulatory, and ethical standards. The ideal candidate will be responsible for overseeing compliance frameworks, risk management, and regulatory reporting...

  • Compliance Officer

    3 days ago

    Singapore GOODRICH ASIA PACIFIC PTE. LTD. Full time

    Genuine interest in numbers and analytical skills make you suitable for the role of Compliance Officer at GOODRICH ASIA PACIFIC PTE. LTD. In this capacity, you will maintain accurate books of Accounts, manage AP and AR supervision tasks, and ensure compliance with statutory requirements.This includes coordinating company secretarial works, tax, notary...

  • Compliance Officer Specialist

    7 days ago

    Singapore ORIX Leasing Singapore Limited Full time

    Job Description\The role of the Senior Compliance Officer at ORIX Leasing Singapore Limited involves directing and managing compliance requirements, providing advice to the Board of Directors and senior management on compliance and data protection matters. The successful candidate will report directly to the Deputy Managing Director.\Key...

  • Compliance Officer

    2 weeks ago

    Singapore SING INVESTMENTS & FINANCE LIMITED Full time

    Roles & ResponsibilitiesCompliance OfficerAbout The CompanySing Investments & Finance Limited (SingFinance) has 60 years of lending experience in the financing arena in Singapore. Our core activities include the acceptance of fixed and saving deposits from the public as well as the provision of loans and credit facilities to individuals and corporations,...

  • Compliance Officer

    2 weeks ago

    Singapore CHARTERHOUSE PTE. LTD. Full time

    Roles & Responsibilities​Charterhouse is supporting a Private Bank to source for a Compliance Officer. Reporting to the Head of AML, the incumbent will take ownership in reviewing client onboarding documents and performing source of wealth assessments.RESPONSIBILITIES:You will take on a primary role in KYC and client onboarding while providing training and...

Compliance Officer

4 weeks ago

Singapore SING INVESTMENTS & FINANCE LIMITED Full time
Roles & Responsibilities

Compliance Officer


About The Company

Sing Investments & Finance Limited (SingFinance) has 60 years of lending experience in the financing arena in Singapore. Our core activities include the acceptance of fixed and saving deposits from the public as well as the provision of loans and credit facilities to individuals and corporations, particularly the Small and Medium Enterprises (SMEs) in Singapore. The relationships that have been built over the years have earned us the reputation as one of Singapore’s trusted finance companies. We are seeking dynamic individuals to grow with us and to continue building relationships with our valued customers.


We are looking for an experienced AML officer to join the AML team to support the company’s client on-boarding and ongoing monitoring activities and to ensure alignment with the company’s standards, policies and procedures and regulatory requirements.


Responsibilities:

  • Assist with timely client on-boarding and ongoing review and monitoring.
  • Provide support and guidance to first line of defence on the document requirement for individual and non-individual clients.
  • Provide advisory on AML CFT related matters and red flags identified by staff of the company.
  • Ensure adverse news hits and increased risk factors have been appropriately identified and escalated in accordance with the company’s procedures and regulatory requirements.
  • Ensure timely monitoring, reviewing, investigating and disposal of daily alerts generated by the automated Transaction Monitoring (TM) System and name screening system.
  • Liaise with team, business/ support units on the investigation of cases and provide transaction monitoring and name screening advisory on alerts flagged.
  • Review and disposal of transaction alerts escalated by the team.
  • Follow up on media/ adverse news reporting that requires review of customers’ transactional behaviour.
  • Conduct periodic sample checks on the quality of alerts disposed and to put up recommendation/ proposal for improvements.
  • Conduct annual and ad hoc review of TM alert scenarios/ threshold/ parameters.
  • Manage TM system enhancement activities including UAT, fine tuning of existing/ new enhancement requirements.
  • Assist to provide statistics and trend analysis for periodic management report on transaction and name screening alerts flagged.
  • Reporting, investigating, documenting and filing of STR on suspicious transactions and fraudulent activities.
  • Provide training/guidance to junior compliance officers on disposal of transaction and name screening alerts.
  • Handle queries from MAS, auditors and other external parties relating to TM and name screening system and processes.
  • Keep up to date with investigation best practices including staying relevant with latest typologies, with a view to incorporate appropriate updates into the AML/CFT policy and procedure.
  • Conduct annual and ad hoc review of the AML/CFT policy and procedures relating to TM system and activities.
  • Conduct gap analysis on new/existing MAS Notices, Guidelines, Circulars relating to AML CFT related matters affecting TM and name screening system and processes.
  • Assist with any other task as assigned by Team Lead, Deputy and Head of Compliance.
  • Assume as covering officer for Team Members/ Team Lead/ Supervisor when required.

Requirements:

  • A recognized university degree, tertiary education or relevant professional qualification in financial service.
  • 2-5 years’ experience working in a similar capacity.
  • Sound knowledge of applicable Anti-Money Laundering and Counter Terrorist Financing Regulations.
  • Possess strong analytical, written and verbal communication skills.
  • Attention to details and have an investigative, inquisitive and questioning nature.
  • Team player, proactive and able to work well independently.

Only shortlisted candidates will be notified.

Remuneration and corporate rank will commensurate with experience.


Tell employers what skills you have

Due Diligence
Regulatory Compliance
Investments
Loans
Audit Compliance
Compliance
Writing
Deposits
Communication Skills
Banking
AML
Regulatory Requirements
KYC
Screening
Audit
Financial Services