Current jobs related to Compliance Officer - Singapore - GOLDEN EQUATOR CAPITAL PTE. LTD.

  • Compliance Officer

    2 weeks ago

    Singapore WOORI BANK Full time

    Job DescriptionWOORI BANK is seeking a qualified Compliance Officer to join our team. The ideal candidate will have a strong background in finance, business, or computer science and a minimum of 2 years of experience in compliance/AML/CFT/Sanction in a bank or financial institution.The successful candidate will be responsible for adhering to Banking Acts,...

  • Markets compliance

    1 day ago

    Singapore This Is An IT Support Group Full time

    Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

  • Compliance officer

    1 week ago

    Singapore Margin Wheeler Full time

    Job Title : Compliance OfficerLocation : 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type : Full-Time About Us Margin Wheeler is one of Singapore’s most trusted and best-reviewed Corporate Service Providers, offering a comprehensive suite of corporate solutions, including incorporation, compliance, accounting, and corporate...

  • Compliance Officer

    3 weeks ago

    Singapore HLB ATREDE SOLUTIONS PTE. LTD. Full time

    Roles & ResponsibilitiesOur client within the Fund Managment industry, is looking for experienced and passionate talents to join their growing business as Compliance Officer.Compliance Officer:Responsible for all aspects of compliance matters, related activities and projects. This will include the front, middle and back office processes, investment...

  • Compliance Officer

    2 weeks ago

    Singapore Worldline Full time

    About the RoleThe Compliance Manager will operate in an international environment and work closely with various teams in the organization (Risk, Compliance, Legal, Sales...).Key ResponsibilitiesAct as the guardian of the global and local Regulatory Reporting process and be the principal point of contact for regulatory reporting related topics between the...

  • Markets Compliance

    3 days ago

    Singapore COMMERZBANK AKTIENGESELLSCHAFT Full time

    Roles & ResponsibilitiesJob purpose:This is a role in the markets compliance team that is seated on the trading floor. Candidate will be responsible for monitoring regulatory changes, providing compliance advise, and performing various 2nd line compliance controls.The candidate should be is able to work with teammates and stakeholders from different...

  • Compliance Officer

    3 weeks ago

    Singapore DA Financial Service Full time

    Responsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...

  • Compliance Officer

    4 weeks ago

    Singapore Optiver Full time

    {"title": "Compliance Officer", "description": "Role OverviewOptiver is a tech-driven trading firm and leading global market maker. We are seeking a skilled Compliance Officer to join our Singapore Compliance team, reporting to the Singapore Head of Compliance. As a Compliance Officer, you will play a crucial role in ensuring our business operates in...

  • Compliance Officer

    3 weeks ago

    Singapore PROMISELAND INDEPENDENT PTE. LTD. Full time

    Roles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...

  • Compliance Officer

    1 month ago

    Singapore BNP Paribas Asset Management Full time

    {"Role Overview": "BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the local business operates in conformity with all applicable laws and regulations as well as BNPPAM and BNPP Group policies and procedures. Key Responsibilities: * Ensure compliance with...

  • Compliance Officer

    3 weeks ago

    Singapore WINTRUST ASIA PACIFIC PTE. LTD. Full time

    Roles & ResponsibilitiesØ Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations.Ø Establishes and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance...

  • Compliance Officer

    3 weeks ago

    Singapore GRANDTAG FINANCIAL CONSULTANCY (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...

  • Compliance Officer

    4 weeks ago

    Singapore BNP Paribas Asset Management Full time

    Compliance Role Overview BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the company's compliance with local regulatory requirements and global standards. Key Responsibilities * Ensure the company's operations are in conformity with all applicable laws...

  • Compliance Officer

    4 weeks ago

    Singapore Haitong Int'l Securities Group (Singapore) Pte Ltd Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Haitong Int'l Securities Group (Singapore) Pte Ltd. The successful candidate will be responsible for developing and implementing an effective compliance framework and ongoing compliance monitoring programs.Key ResponsibilitiesDevelop and implement a comprehensive compliance...

  • Compliance Officer

    4 months ago

    Singapore ALETA PLANET PTE. LTD. Full time

    Roles & ResponsibilitiesThis is an exciting opportunity for an experienced Compliance Officer to join an award winning fintech organisation to help build a world class AML/CFT program that would support our growth plans in the APAC region. We are looking for an individual with a solid understanding of e-commerce, processing, acquiring business and risks...

  • Compliance Officer

    2 months ago

    Singapore Optiver Full time

    WHO WE ARE: Optiver is a tech-driven trading firm and leading global market maker. For over 35 years, Optiver has been improving financial markets around the world, making them more transparent and efficient for all participants. With more than 1,600 employees in offices around the world, we're united in our commitment to improve the market through...

  • Compliance officer

    1 day ago

    Singapore Cubepayment Full time

    Singapore, Singapore | Posted on 11/01/2024 Cube Pay is a leading provider in Payment dedicated to upholding the highest standards of integrity, transparency, and regulatory compliance. We are seeking a meticulous and knowledgeable Compliance Manager to join our team and help drive our commitment to compliance excellence. About the Job The Compliance...

  • Compliance Officer

    3 weeks ago

    Singapore BUNKER PARTNER APAC PTE. LTD. Full time

    Roles & ResponsibilitiesBunker Partner is an independent global trader of marine fuels and bulk commodities with in-depth knowledge of the shipping industry. Today, we have trading offices in Estonia, Cyprus, Singapore, UAE, Greece, Germany and Denmark. We have a great team of 80+ professionals worldwide.The company has also been featured by the Financial...

  • Compliance Officer

    4 weeks ago

    Singapore CHINA MERCHANTS BANK CO LTD Full time

    Job Description:As a key member of the China Merchants Bank Co Ltd team, you will be responsible for managing the day-to-day Client Due Diligence (CDD) onboarding process. This includes conducting thorough reviews of new, periodic, and ad-hoc client information to ensure compliance with regulatory requirements.Key Responsibilities:Review and verify client...

  • Compliance Officer

    1 month ago

    Singapore FP Global Full time

    Key Responsibilities: Develop and maintain an effective compliance framework adhering to regulations from multiple jurisdictions, including Singapore, U.S., Hong Kong, and Cayman Islands Stay abreast of regulatory changes and assess their impact on existing business practices Foster positive relationships with regulatory bodies through regular communication...

Compliance Officer

2 months ago

Singapore GOLDEN EQUATOR CAPITAL PTE. LTD. Full time
Roles & Responsibilities

Compliance Officer

We are looking to appoint an experienced Compliance Officer to build on our existing compliance capabilities and standards. The successful candidate will be able to provide assurance with all relevant regulations and industry legislation.


Key responsibilities include:

  • Keep Management abreast of all related local compliance evolving landscape (i.e. regulatory changes) and provide guidance/advice to Management and Staff.
  • Keep track of and prepare annual staff declarations, MAS filings, surveys, logs and registers.
  • Prepare and conduct staff trainings in topics such as AML/KYC/CFT, technology risk awareness etc.
  • Develop, maintain, review, and implement various manuals, frameworks and processes, including among others the Compliance Manual, Enterprise Risk Management Framework, Outsourcing Framework, BCP, AML/CFT, Liquidity Risk Management and any other frameworks as and when required.
  • Conduct compliance monitoring program periodically to ensure Company complies with rules and regulations as well as company’s internal policies.
  • Perform compliance related work including performing customer due diligence checks (KYC) and onboarding for all new clients and continuous due diligence review for existing relations etc. Liaise and coordinate with regulatory bodies, external / internal auditors and various stakeholders on compliances / audit matters.
  • Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time.
  • Identify inadequacies and weakness in systems and controls of compliance and Company’s functions and suggest improvements.

Candidates should possess the following:

  • A bachelor’s degree in law, finance, business or related field.
  • 3-5 years of relevant compliance experience in a financial institution.
  • An analytical mind and good business sense, able to grasp the complexities of business nuances and balancing that with a keen sense of applicable regulations.
  • Ability to challenge constructively and recommend appropriate boundaries.
  • Process-driven mindset, meticulous, organised and attention to detail.
  • Diligent, highly disciplined, self-motivated and outcome focused.
  • Excellent communication and interpersonal skills.
  • Compliance certification is a plus.
  • Certified Public Accountant (CFA) is a plus.

About Golden Equator Wealth

Golden Equator Wealth (GEW) is a multi-family office that provides UHNW families and individuals with comprehensive wealth and legacy preservation solutions. Our holistic and independent approach recognizes that passing down a legacy goes beyond financial wealth management to include an effective wealth transfer; preparing the next generation to take over; and passing on the family values to future generations. GEW is licensed by the Monetary Authority of Singapore.


GEW is a subsidiary of Golden Equator Group. Through its ecosystem of businesses and networks, Golden Equator invests in the future generation through its key pillars of Capital, Technology, Community and Learning to build financially rewarding businesses while driving positive social impact.

For more information, please visit: www.goldenequatorwealth.com


About Golden Equator Group

Golden Equator is a holding group comprising businesses covering finance, consulting and a community-driven workspace. We invest in future generations through our key pillars of Capital, Technology, and Community through the Group ecosystem. Focused on technology and innovation, we work with like-minded individuals to build financially rewarding businesses while driving positive social impact through our work.

For more information, please visit: www.goldenequator.com

We regret that only shortlisted candidates will be notified.


Tell employers what skills you have

Wealth Management
Due Diligence
Legislation
Interpersonal Skills
Assurance
Risk Management
Compliance
Attention to Detail
Wealth Transfer
Capital
Audit
Surveys