APAC Transaction Reporting Associate

2 weeks ago

Singapore WELLS FARGO BANK, NATIONAL ASSOCIATION Full time
Roles & Responsibilities

About this role:

Wells Fargo is seeking a Senior Capital Markets Transaction Reporting Specialist. The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities, however the role will also include support of change management projects and processes as a result of the ever-changing regulatory landscape. This role is appropriate for an experienced regulatory reporting SME. Note that this is a 6-month contract position.

In this role, you will:

  • Monitoring and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo's reporting obligations.
  • Further enhance the control framework around transaction reporting processes
  • Maintenance and enhancement of governance documents (eg. Process flows and procedures)
  • Provide analytical support to regulatory change projects.
  • Act as the link between business requirements and technology solutions.
  • Co-ordinate testing support to regulatory change projects with local SMEs.
  • Work with Traders and Salespeople to work through potential trade issues and violations.
  • Work with Compliance and Legal team partners on rule interpretations for regulatory change.
  • Delivery timely and accurate MI to Operations & Compliance management.
  • Issue Management and write ups.
  • Liaise with senior regional stakeholders through Senior Stakeholder meetings.
  • Present in Senior Stakeholder meetings, Forums or Steer Co's.

Required Qualifications:

  • 4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering MAS and HKMA, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies.
  • Knowledge of transaction reporting operations including MAS and HKMA requirements.
  • Ability to understand and translate regulatory rule changes and map to requirements.
  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
  • Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.
  • Solid communication and organisational skills – to work with local and remote Operations, Technology and Compliance stakeholders.
  • Proficient with Microsoft Excel (VBA preferred).
Tell employers what skills you have

Product Knowledge
Microsoft Excel
Middle Office
Change Management
Banking Operations
Technology Solutions
Capital Markets
Compliance
Military Experience
Regulatory Reporting
Project Delivery
Regulatory Submissions
Excel VBA
Equities
Financial Reporting
Business Requirements

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