Compliance Officer/Manager

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Roles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

We are seeking a dedicated and experienced Compliance Officer to join our dynamic team. This role is crucial for ensuring our organization's adherence to legal standards and internal policies, particularly in the realms of data privacy and protection.You will work closely with the COO to address compliance issues and lead certification audits.Key...

JOB DESCRIPTION The position reports to the Head of Regulatory Advisory. Seniority of position to be offered will be commensurate with the candidate's actual experience. JOB RESPONSIBILITIES Job Description : -Provide ongoing compliance support and advice on day-to-day operations in compliance with the Bank's compliance framework, including new business...

JOB DESCRIPTION The position reports to the Head of Regulatory Advisory. Seniority of position to be offered will be commensurate with the candidate's actual experience. JOB RESPONSIBILITIES Job Description : -Provide ongoing compliance support and advice on day-to-day operations in compliance with the Bank's compliance framework, including new business...

  Come join us in delivering better outcomes for our clients around the world!   We are looking for a Compliance Officer to join our Financial Crime Team. This position can be based in Singapore, Malaysia or Hong Kong. The Financial Crime Compliance team is part of the Global Compliance department. Global Compliance has more than 100 compliance...

Position OverviewWe are seeking an experienced Compliance Officer to oversee and ensure adherence to regulatory requirements, policies, and procedures in accordance with MAS guidelines. The ideal candidate will have a strong understanding of futures trading, and leverage FX, along with a keen eye for detail and a proactive approach to compliance matters.Key...

Roles & ResponsibilitiesCompliance OfficerOur client is a bank.Job Description:•Attached to Financial Compliance Department•Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review•Engage the Front Office to obtain the KYC and transactional information and...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Roles & Responsibilities Officer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...

Role:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:. Assist in conducting regular reviews and...

Roles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...

Roles & ResponsibilitiesOfficer will be involved in Control Room (Group Compliance) functions listed below: - Provide research clearances for Research Department (against research blackout list) Maintain greylists and blackout lists in the PIP System Process staff's trade applications Handle staff's general enquiries relating to Staff Trading Policy &...

Roles & ResponsibilitiesRole:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:· Assist in...

Compliance OfficerOur client is a bank.Job Description:. Attached to Financial Compliance Department. Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review. Engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and...

A leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking for an independent and driven person as our Compliance Officer.Responsibilities:1. Implement and maintain...

The Role. Co-manage the IHH Group Compliance Unit by keeping abreast of global corporate regulatory developments and ensure IHH-wide compliance.. Co-manage the Group Data Protection Office and provide leadership and support to all Division Data Protection Offices.Key accountabilities. Support formulation and implementation of IHH Group policies owned or...