Legal & Compliance

1 month ago


Singapore FOUR ELEMENTS CAPITAL PTE. LTD. Full time
Roles & Responsibilities

About Four Elements Capital

Established in 2008 and based in Singapore, Four Elements Capital is a financial data science asset management company with a primary focus on the creation and replication of tailor-made indices using its managed account platform. In addition, Four Elements Capital oversees a Commodity Trading Advisor (CTA) Fund.


About the job

The primary objective of this role is to ensure the effective management of relationships with all regulatory entities, brokers/clearers, and internal compliance, while diligently adhering to market risk limits.


Responsibilities:

  • Regulatory Compliance: Uphold the company's risk and compliance framework in alignment with regulatory bodies. Prepare regulatory filings, stay abreast of regulatory changes, and handle inquiries and audits efficiently.
  • Broker Relations: Develop and maintain strong relationships with brokers, negotiate service terms, and monitor their performance to ensure optimal service quality.
  • Compliance and Risk Management: Establish and enforce compliance rules, conduct regular audits, and provide staff training to ensure all team members adhere to these standards.
  • Risk Monitoring: Define and enforce risk limits, continuously monitor risk levels, and implement proactive measures to mitigate risks.
  • Stakeholder Communication: Maintain regular communication with stakeholders, prepare comprehensive reports on compliance and risk management, and strive for continual improvement in processes for enhanced efficiency and effectiveness.

Requirements:

Education: Bachelor’s degree in Law, Business, or Economics. A Master’s degree is considered an advantage.

Experience: A minimum of 3 years of proven experience in a similar role, ideally within the financial services industry.

Skills: Strong organizational and communication skills, detailed knowledge of regulatory requirements, and the ability to handle complex negotiations and partnerships.


Application Instruction & Selection process

Interested candidates should send a copy of their resume to career@4ecap.com with “Application for Legal & Compliance” in the subject line. The selection process will involve an initial screening of applications, followed by interviews for shortlisted candidates.


Tell employers what skills you have

Commodity
Asset Management
Market Risk
Regulatory Compliance
Regulatory Affairs
Partnership
coding
Risk Management
Economics
Compliance
Legal
Audits
Data Science
Communications
Screening
Technology
Financial Services
Negotiations
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